UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6326	SEEL 6326 DELISTED Seelos Therapeutics, Inc. Common Stock SEEL	–	–	0
6327	SCPX 6327 DELISTED Scorpius Holdings, Inc. SCPX	–	–	0
6328	THMO 6328 DELISTED ThermoGenesis Holdings, Inc. Common Stock THMO	–	–	0
6329	CTG 6329 DELISTED Computer Task Group, Inc. CTG	$2K	﹤0.01%	176
6330	QUOT 6330 DELISTED Quotient Technology Inc QUOT	$2K	﹤0.01%	200 -4,632
6331	LHCG 6331 DELISTED LHC Group LLC LHCG	$2K	﹤0.01%	103 -2,200
6332	ATRS 6332 DELISTED Antares Pharma, Inc. ATRS	$2K	﹤0.01%	+1,000
6333	RESN 6333 DELISTED Resonant Inc. RESN	$2K	﹤0.01%	227 -581
6334	TCCO 6334 DELISTED Technical Communications Corporation TCCO	$2K	﹤0.01%	577 +30
6335	ZN 6335 DELISTED Zion Oil & Gas, Inc. ZN	$2K	﹤0.01%	984
6336	CSS 6336 DELISTED CSS Industries, Inc. CSS	$2K	﹤0.01%	73 -1,254
6337	SAUC 6337 DELISTED Diversified Restaurant Holdings, Inc. Common stock SAUC	$2K	﹤0.01%	+304
6338	EGI 6338 DELISTED Entre Resources Ltd. Common Shares EGI	$2K	﹤0.01%	7,732 -13,886
6339	AMBR 6339 DELISTED Amber Road Inc AMBR	$2K	﹤0.01%	102
6340	NWY 6340 DELISTED New York & Co Inc NWY	$2K	﹤0.01%	+519
6341	CALL 6341 DELISTED magicJack VocalTec Ltd CALL	$2K	﹤0.01%	202 -11,623
6342	BLNG 6342 DELISTED iPath Pure Beta Precious Metals ETN BLNG	$2K	﹤0.01%	50
6343	CRVP 6343 DELISTED Crystal Rock Holdings, Inc. CRVP	$2K	﹤0.01%	2,277 +178
6344	STV 6344 DELISTED China Digital Tv Hldgs Co Ltd STV	$2K	﹤0.01%	662 -5,776
6345	SCNB 6345 DELISTED Suffolk Bancorp SCNB	$2K	﹤0.01%	116 -1,860
6346	ACUR 6346 DELISTED Acura Pharmaceuticals ACUR	$2K	﹤0.01%	+563
6347	BEBE 6347 DELISTED Bebe Stores Inc BEBE	$2K	﹤0.01%	100 -100
6348	CPXX 6348 DELISTED CELATOR PHARMACEUTICALS INC. COMMON STOCK CPXX	$2K	﹤0.01%	+860
6349	RLJE 6349 DELISTED RLJ Entertainment, Inc. RLJE	$2K	﹤0.01%	+156
6350	TSYS 6350 DELISTED TELECOMMUNICATIONS SYS INC "A" TSYS	$2K	﹤0.01%	+651