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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GVAL icon
6276
Cambria Global Value ETF
GVAL
$583M
$77K ﹤0.01%
+3,409
New +$83.8K
HDSN
6277
Hudson Technologies
HDSN
$244M
$77K ﹤0.01%
23,334
+6,000
+35% +$18.1K
HIMX
6278
PUT
Himax Technologies
HIMX
$2.19B
$77K ﹤0.01%
7,600
-3,200
-30% -$24.2K
JBL icon
6279
PUT
Jabil
JBL
$32.3B
$77K ﹤0.01%
3,800
-200
-5% -$4.18K
KNDI
6280
CALL
Kandi Technologies Group
KNDI
$65.7M
$77K ﹤0.01%
5,900
-900
-13% -$15.3K
KOS icon
6281
Kosmos Energy
KOS
$1.52B
$77K ﹤0.01%
7,724
+2,655
+52% +$26.6K
NGD
6282
CALL
DELISTED
New Gold Inc
NGD
$77K ﹤0.01%
15,200
-5,900
-28% -$36.2K
QUAD icon
6283
Quad
QUAD
$509M
$77K ﹤0.01%
4,000
+1,479
+59% +$32K
THC icon
6284
CALL
Tenet Healthcare
THC
$21.8B
$77K ﹤0.01%
1,300
+200
+18% +$11.2K
SCX
6285
DELISTED
The L.S. Starrett Company
SCX
$77K ﹤0.01%
5,560
+1,899
+52% +$29.9K
BREW
6286
DELISTED
Craft Brew Alliance, Inc.
BREW
$77K ﹤0.01%
5,350
-1,825
-25% -$22.5K
COBO
6287
DELISTED
ProShares USD Covered Bond
COBO
$77K ﹤0.01%
767
+25
+3% +$2.52K
LSBG
6288
DELISTED
Lake Sunapee Bank Group
LSBG
$77K ﹤0.01%
4,943
+3,943
+394% +$59.3K
CRDS
6289
DELISTED
Crossroads Systems, Inc.
CRDS
$77K ﹤0.01%
1,353
-1,023
-43% -$57.9K
SIRO
6290
PUT
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
$77K ﹤0.01%
+1,000
New +$80.3K
MCP
6291
PUT
DELISTED
MOLYCORP INC COM STK
MCP
$77K ﹤0.01%
65,100
+24,900
+62% +$46.7K
LPHI
6292
DELISTED
LIFE PARTNERS HLDGS INC
LPHI
$77K ﹤0.01%
38,540
+25,732
+201% +$54.3K
RTLA
6293
DELISTED
iPath Long Extended Russell 2000 TR Index ETN
RTLA
$77K ﹤0.01%
582
-14
-2% -$2.04K
KEY.PRG
6294
DELISTED
KeyCorp Pfd
KEY.PRG
$77K ﹤0.01%
589
+121
+26% +$15.9K
OB
6295
PUT
DELISTED
Onebeacon Insurance Group Ltd
OB
$77K ﹤0.01%
5,000
+2,500
+100% +$39.3K
ARCC icon
6296
CALL
Ares Capital
ARCC
$13.5B
$76K ﹤0.01%
4,700
+3,400
+262% +$57.4K
CVLT icon
6297
PUT
Commault Systems
CVLT
$4.82B
$76K ﹤0.01%
1,500
+200
+15% +$10.3K
JLL icon
6298
CALL
Jones Lang LaSalle
JLL
$16.8B
$76K ﹤0.01%
+600
New +$78.1K
UNL icon
6299
United States 12 Month Natural Gas Fund
UNL
$13.5M
$76K ﹤0.01%
4,230
-1,917
-31% -$34.3K
VIPS icon
6300
PUT
Vipshop
VIPS
$7.3B
$76K ﹤0.01%
4,000
-14,000
-78% -$288K
250 251
252
253 254

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.