UBS Portfolio holdings

AUM $109B

1-Year Est. Return 13.13%

This Quarter Est. Return

1 Year Est. Return

+13.13%

3 Year Est. Return

5 Year Est. Return

10 Year Est. Return

AUM

$109B

AUM Growth

+$2.48B (+2.3%)

Cap. Flow

Cap. Flow % of AUM

Top 10 Holdings % Top 10 Hldgs %

Holding

7,096

New

Increased

Reduced

Closed

Top Buys

1		+$416M
2		+$327M
3		+$239M
4	State Street Financial Select Sector SPDR ETF XLF	+$219M
5	Toronto Dominion Bank TD	+$185M

Top Sells

1		+$1.62B
2		+$475M
3		+$448M
4	Apple AAPL	+$315M
5	PETM PETSMART INC PETM	+$313M

Sector Composition

1	Energy	10.61%
2	Financials	9.79%
3	Technology	8.35%
4	Healthcare	8.33%
5	Industrials	6.66%

Communication Services

Advertising Agencies

Broadcasting

Electronic Gaming & Multimedia

Entertainment

Internet Content & Information

Publishing

Telecom Services

Consumer Discretionary

Apparel Manufacturing

Apparel Retail

Auto Manufacturers

Auto Parts

Auto & Truck Dealerships

Department Stores

Footwear & Accessories

Furnishings, Fixtures & Appliances

Gambling

Home Improvement Retail

Internet Retail

Leisure

Lodging

Luxury Goods

Packaging & Containers

Personal Services

Recreational Vehicles

Residential Construction

Resorts & Casinos

Restaurants

Specialty Retail

Textile Manufacturing

Travel Services

Consumer Staples

Beverages - Brewers

Beverages - Non-Alcoholic

Beverages - Wineries & Distilleries

Confectioners

Discount Stores

Education & Training Services

Farm Products

Food Distribution

Grocery Stores

Household & Personal Products

Packaged Foods

Tobacco

Energy

Oil & Gas Drilling

Oil & Gas Equipment & Services

Oil & Gas Exploration & Production

Oil & Gas Integrated

Oil & Gas Midstream

Oil & Gas Refining & Marketing

Thermal Coal

Uranium

Financials

Asset Management

Banks - Diversified

Banks - Regional

Capital Markets

Credit Services

Diversified Insurance

Financial Conglomerates

Financial Data & Stock Exchanges

Insurance Brokers

Life Insurance

Mortgage Finance

Property & Casualty Insurance

Reinsurance

Shell Companies

Specialty - Insurance

Healthcare

Biotechnology

Diagnostics & Research

Drug Manufacturers - General

Drug Manufacturers - Specialty & Generic

Healthcare Plans

Health Information Services

Medical Care Facilities

Medical Devices

Medical Distribution

Medical Instruments & Supplies

Pharmaceutical Retailers

Industrials

Aerospace & Defense

Airlines

Airports & Air Services

Building Products & Equipment

Business Equipment & Supplies

Conglomerates

Consulting Services

Electrical Equipment & Parts

Engineering & Construction

Farm & Heavy Construction Machinery

Industrial Distribution

Infrastructure Operations

Integrated Freight & Logistics

Marine Shipping

Metal Fabrication

Pollution & Treatment Controls

Railroads

Rental & Leasing Services

Security & Protection Services

Specialty Business Services

Specialty Industrial Machinery

Staffing & Employment Services

Tools & Accessories

Trucking

Waste Management

Materials

Agricultural Inputs

Aluminum

Building Materials

Chemicals

Coking Coal

Copper

Gold

Lumber & Wood Production

Other Industrial Metals & Mining

Other Precious Metals & Mining

Paper & Paper Products

Silver

Specialty Chemicals

Steel

Real Estate

Diversified REIT

Healthcare Facilities REIT

Hotel & Motel REIT

Industrial REIT

Mortgage REIT

Office REIT

Real Estate Development

Real Estate Diversified

Real Estate Services

Residential REIT

Retail REIT

Specialty REIT

Technology

Communication Equipment

Computer Hardware

Consumer Electronics

Electronic Components

Electronics & Computer Distribution

Information Technology Services

Scientific & Technical Instruments

Semiconductor Equipment & Materials

Semiconductors

Software - Application

Software - Infrastructure

Solar

Utilities

Diversified Utilities

Electric Utilities

Gas Utilities

Independent Power Producers

Renewable Electricity

Water Utilities

#	Name	Market Value	Portfolio Weight	Shares or Principal
6276	UHN 6276 DELISTED United States Diesel-Heating Oil Fund, LP UHN	$3K	﹤0.01%	100 -1,423
6277	EGLE 6277 DELISTED Eagle Bulk Shipping Inc. EGLE	$3K	﹤0.01%	1 -5
6278	GLOWE 6278 DELISTED GLOWPOINT INC GLOWE	$3K	﹤0.01%	+2,389
6279	NAV.PRD 6279 DELISTED Navistar International Corporation Cumulative Convertible Junior Preference Stock, Series D NAV.PRD	$3K	﹤0.01%	326 -300
6280	DZK 6280 DELISTED Direxion Daily Developed Markets Bull 3x Shares DZK	$3K	﹤0.01%	38 -539
6281	DOD 6281 DELISTED ELEMENTS "Dogs of the Dow" Total Return Index Note DOD	$3K	﹤0.01%	+193
6282	ESNC 6282 DELISTED EnSync Inc ESNC	$3K	﹤0.01%	6,073 +4,313
6283	GLF 6283 DELISTED GulfMark Offshore, Inc. Common Stock GLF	$3K	﹤0.01%	97 -398
6284	KONE 6284 DELISTED Kingtone Wirelessinfo Solution Holding Ltd KONE	$3K	﹤0.01%	1,122 +520
6285	KBIO 6285 DELISTED KALOBIOS PHARMACEUTICALS INC COM STK NEW (DE) KBIO	$3K	﹤0.01%	274 -444
6286	DLIA 6286 DELISTED DELIA*S INC DLIA	$3K	﹤0.01%	10,000
6287	EMDR 6287 DELISTED VELOCITYSHARES EMERGING MARKETS DR ETF EMDR	$3K	﹤0.01%	82
6288	SBND 6288 DELISTED DEUTSCHE BK AG LONDON DB 3X SHORT US TREAS BD ETN SBND	$3K	﹤0.01%	528 -398
6289	CERE 6289 DELISTED CERES, INC. COMMON STOCK NEW CERE	$3K	﹤0.01%	+795
6290	FSGI 6290 DELISTED FIRST SECURITY GROUP, INC. FSGI	$3K	﹤0.01%	1,311 -1,542
6291	COCO 6291 DELISTED CORINTHIAN COLLEGES INC COCO	$3K	﹤0.01%	29,273 +26,373
6292	LOXO 6292 DELISTED Loxo Oncology, Inc LOXO	$2K	﹤0.01%	+155
6293	6293 Federal Agricultural Mortgage Class A AGM.A	$2K	﹤0.01%	100 -14
6294	6294 American Shared Hospital Services AMS $13.5M	$2K	﹤0.01%	+969
6295	6295 American Vanguard Corp AVD $122M	$2K	﹤0.01%	205 -1,683
6296	6296 Cantaloupe CTLP $780M	$2K	﹤0.01%	1,000 -5
6297	6297 CyberArk CYBR $24.2B	$2K	﹤0.01%	+50
6298	6298 DLH Holdings DLHC $85.3M	$2K	﹤0.01%	1,085 +193
6299	DQ 6299 Daqo New Energy DQ $2.1B	$2K	﹤0.01%	240
6300	6300 Direxion Daily Real Estate Bear 3X Shares DRV $41.2M	$2K	﹤0.01%	1 -18