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UBS’s Ares Capital ARCC Stock Holding History

UBS’s Portfolio ARCC Stock Details ARCC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$76K Buy
4,700
+3,400
+262% +$57.4K ﹤0.01% 6319
2014
Q2 		$23K Sell
1,300
-24,300
-95% -$417K ﹤0.01% 7884
2014
Q1 		$451K Buy
25,600
+11,400
+80% +$203K ﹤0.01% 4345
2013
Q4 		$252K Sell
14,200
-53,300
-79% -$939K ﹤0.01% 5042
2013
Q3 		$1.17M Buy
67,500
+47,100
+231% +$825K ﹤0.01% 3174
2013
Q2 		$351K Buy
+20,400
New +$356K ﹤0.01% 4476

Other funds holding ARCC

TIM
Thornburg Investment Management Santa Fe, New Mexico $10.5B AUM 30.38% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return
T. Rowe Price Associates
T. Rowe Price Associates Baltimore, Maryland $999B AUM 46.22% 1-Year Est. Return
Ameriprise
Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
ClearBridge Investments
ClearBridge Investments New York $121B AUM 27.52% 1-Year Est. Return
BAM
Burgundy Asset Management Toronto, Ontario, Canada $10.6B AUM 13.39% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return

UBS's ARCC Position: Q3 2014 in Review

UBS increased its Ares Capital (ARCC) stake by 18% in Q3 2014, buying an estimated $20.5M and bringing the position to 8,135,182 shares worth $131M. The position accounts for 0.1% of the portfolio, ranked #222.

UBS first reported a position in ARCC in Q2 2013 and has held it in 6 quarters since. 338 funds tracked by Wall St. Rank hold ARCC as of Q3 2014.

  • UBS held 8,135,182 shares of Ares Capital worth $131M as of Q3 2014.
  • UBS bought 1,213,656 Ares Capital shares in Q3 2014, an estimated $20.5M.
  • Ares Capital made up 0.1% of UBS's portfolio in Q3 2014, its #222 holding.
  • UBS first reported a position in Ares Capital in Q2 2013 and has held it in 6 quarters since.
  • 338 funds tracked by Wall St. Rank held Ares Capital as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.