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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LFVN icon
6501
LifeVantage
LFVN
$80.1M
$64K ﹤0.01%
8,012
+2,480
+45% +$22.7K
RETL icon
6502
Direxion Daily Retail Bull 3X ETF
RETL
$32.5M
$64K ﹤0.01%
10,788
+4,913
+84% +$27.8K
SENEA icon
6503
Seneca Foods Class A
SENEA
$1.15B
$64K ﹤0.01%
2,226
+820
+58% +$24.6K
TD icon
6504
CALL
Toronto Dominion Bank
TD
$193B
$64K ﹤0.01%
1,300
-1,000
-43% -$51.9K
TPST icon
6505
Tempest Therapeutics
TPST
$14.3M
$64K ﹤0.01%
1
– –
AF
6506
DELISTED
Astoria Financial Corporation
AF
$64K ﹤0.01%
5,175
-4,214
-45% -$54.9K
GLPW
6507
DELISTED
GLOBAL POWER EQUIPMENT GROUP INC COMMON NEW
GLPW
$64K ﹤0.01%
4,345
+4,270
+5,693% +$68.8K
KBWI
6508
DELISTED
POWERSHARES KBW INS PORT
KBWI
$64K ﹤0.01%
965
-146
-13% -$9.63K
EQC.PRD
6509
DELISTED
Equity Commonwealth 6 1/2% Series D Cumulative Convertible Preferred Shares
EQC.PRD
$64K ﹤0.01%
+2,671
New +$64.6K
BSET icon
6510
Bassett Furniture
BSET
$169M
$63K ﹤0.01%
4,651
-880
-16% -$13K
ENTA icon
6511
CALL
Enanta Pharmaceuticals
ENTA
$362M
$63K ﹤0.01%
+1,600
New +$63.8K
ERX icon
6512
Direxion Daily Energy Bull 2X ETF
ERX
$231M
$63K ﹤0.01%
+65
New +$76.1K
HYEM icon
6513
VanEck Emerging Markets High Yield Bond ETF
HYEM
$522M
$63K ﹤0.01%
2,488
+2,345
+1,640% +$61K
MBCN
6514
DELISTED
Middlefield Banc Corp
MBCN
$63K ﹤0.01%
+3,752
New +$63.8K
OFIX icon
6515
Orthofix Medical
OFIX
$492M
$63K ﹤0.01%
2,040
+328
+19% +$10.9K
RGR icon
6516
PUT
Sturm, Ruger & Co
RGR
$603M
$63K ﹤0.01%
1,300
-1,100
-46% -$58K
TRNS icon
6517
Transcat
TRNS
$760M
$63K ﹤0.01%
6,833
+2,333
+52% +$22.2K
TROW icon
6518
PUT
T. Rowe Price
TROW
$25.5B
$63K ﹤0.01%
800
-900
-53% -$72.2K
VTLE
6519
PUT
DELISTED
Vital Energy
VTLE
$63K ﹤0.01%
+140
New +$71.4K
ZTS icon
6520
CALL
Zoetis
ZTS
$32.7B
$63K ﹤0.01%
1,700
-1,600
-48% -$54.8K
LORL
6521
DELISTED
Loral Space and Communications, Inc.
LORL
$63K ﹤0.01%
884
-429
-33% -$31.6K
AMTD
6522
CALL
DELISTED
TD Ameritrade Holding Corp
AMTD
$63K ﹤0.01%
1,900
-149,500
-99% -$4.84M
AXE
6523
DELISTED
Anixter International Inc
AXE
$63K ﹤0.01%
753
+449
+148% +$40.8K
DMND
6524
PUT
DELISTED
DIAMOND FOODS, INC.
DMND
$63K ﹤0.01%
2,200
– –
AOL
6525
PUT
DELISTED
AOL INC COMMON STOCK
AOL
$63K ﹤0.01%
1,400
-700
-33% -$29.2K
259 260
261
262 263

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.