UBS’s UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN MLPL Stock Holding History

UBS’s Portfolio MLPL Stock Details MLPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$66K	Hold	900	–	–	﹤0.01%	6503
2014 Q2	$63K	Hold	900	–	–	﹤0.01%	6567
2014 Q1	$51K	Buy	+900	New	+$49.1K	﹤0.01%	6810
2013 Q3	–	Sell	-1,000	Closed	-$55K	–	11023
2013 Q2	$55K	Buy	+1,000	New	+$52.3K	﹤0.01%	6623

Other funds holding MLPL

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

NIM

NXG Investment Management Dallas, Texas $2.23B AUM 42.72% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SCA

Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

UBS's MLPL Position: Q3 2014 in Review

UBS held its UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN (MLPL) position steady in Q3 2014 at 900 shares worth $66K. The position accounts for ﹤0.01% of the portfolio, ranked #6503.

UBS first reported a position in MLPL in Q2 2013 and has held it in 4 quarters since. 22 funds tracked by Wall St. Rank hold MLPL as of Q3 2014.

UBS held 900 shares of UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN worth $66K as of Q3 2014.
UBS left its UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN share count unchanged in Q3 2014.
UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6503 holding.
UBS first reported a position in UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q2 2013 and has held it in 4 quarters since.
22 funds tracked by Wall St. Rank held UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.