Roosevelt Investment Group’s UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN MLPL Stock Holding History

Roosevelt Investment Group’s Portfolio MLPL Stock Details MLPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-5,244	Closed	-$223K	–	236
2015 Q2	$223K	Sell	5,244 -171	-3%	-$8.68K	0.01%	217
2015 Q1	$273K	Sell	5,415 -1,060	-16%	-$55.2K	0.01%	209
2014 Q4	$373K	Sell	6,475 -3,316	-34%	-$209K	0.02%	195
2014 Q3	$718K	Buy	+9,791	New	+$684K	0.04%	161

Other funds holding MLPL

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

SCA

Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

Jane Street New York $777B AUM 61.18% 1-Year Est. Return

PCM

Pointe Capital Management Grosse Pointe Farms, Michigan $202M AUM 17.2% 1-Year Est. Return

BGA

Belmont Global Advisors Dallas, Texas $106M AUM 2.89% 1-Year Est. Return

CFA

Carroll Financial Associates Charlotte, North Carolina $1.88B AUM 20.52% 1-Year Est. Return

CIBC Private Wealth Group Atlanta, Georgia $59.2B AUM 20.62% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

US Bancorp Minneapolis, Minnesota $82.4B AUM 19.69% 1-Year Est. Return

PSI

Pinnacle Summer Investments Fairfax, Virginia $678M AUM 9.54% 1-Year Est. Return

Roosevelt Investment Group's MLPL Position: Q3 2015 in Review

Roosevelt Investment Group sold out of UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN (MLPL) in Q3 2015, closing a stake of 5,244 shares — an estimated $223K sold.

Roosevelt Investment Group first reported a position in MLPL in Q3 2014 and held it in 4 quarters. The position peaked at $718K in Q3 2014. 20 funds tracked by Wall St. Rank hold MLPL as of Q3 2015.

Roosevelt Investment Group reported no remaining UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN position as of Q3 2015 after selling out during the quarter.
Roosevelt Investment Group sold 5,244 UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN shares in Q3 2015, an estimated $223K.
Roosevelt Investment Group first reported a position in UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q3 2014 and held it in 4 quarters.
Roosevelt Investment Group's UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN position peaked at $718K in Q3 2014.
20 funds tracked by Wall St. Rank held UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN as of Q3 2015.

Based on Roosevelt Investment Group's 13F filing for Q3 2015, filed 13 Nov 2015.