LPL Financial’s UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN MLPL Stock Holding History

LPL Financial’s Portfolio MLPL Stock Details MLPL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-72,018	Closed	-$5.12M	–	2840
2014 Q3	$5.12M	Buy	72,018 +7,333	+11%	+$512K	0.03%	449
2014 Q2	$4.55M	Buy	64,685 +38,750	+149%	+$2.4M	0.03%	517
2014 Q1	$1.46M	Sell	25,935 -9,770	-27%	-$533K	0.01%	1021
2013 Q4	$2.01M	Buy	35,705 +810	+2%	+$43.2K	0.01%	823
2013 Q3	$1.82M	Sell	34,895 -7,170	-17%	-$383K	0.01%	836
2013 Q2	$2.32M	Buy	+42,065	New	+$2.2M	0.02%	656

Other funds holding MLPL

EGA

Eagle Global Advisors Houston, Texas $2.78B AUM 26.09% 1-Year Est. Return

Thiel Macro Los Angeles, California $74.4M AUM 91.31% 1-Year Est. Return

NIM

NXG Investment Management Dallas, Texas $2.02B AUM 30.38% 1-Year Est. Return

ACP

Aviance Capital Partners Naples, Florida $854M AUM 25.16% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

SCA

Salient Capital Advisors Houston, Texas $1.74B AUM 12.95% 1-Year Est. Return

RIG

Roosevelt Investment Group New York $1.39B AUM 5.42% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

USCA RIA Houston, Texas $1.65B AUM 39.8% 1-Year Est. Return

CAN

Cetera Advisor Networks El Segundo, California $20.2B AUM 22.31% 1-Year Est. Return

LPL Financial's MLPL Position: Q4 2014 in Review

LPL Financial sold out of UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN (MLPL) in Q4 2014, closing a stake of 72,018 shares — an estimated $5.12M sold.

LPL Financial first reported a position in MLPL in Q2 2013 and held it in 6 quarters. The position peaked at $5.12M in Q3 2014. 21 funds tracked by Wall St. Rank hold MLPL as of Q4 2014.

LPL Financial reported no remaining UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN position as of Q4 2014 after selling out during the quarter.
LPL Financial sold 72,018 UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN shares in Q4 2014, an estimated $5.12M.
LPL Financial first reported a position in UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q2 2013 and held it in 6 quarters.
LPL Financial's UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN position peaked at $5.12M in Q3 2014.
21 funds tracked by Wall St. Rank held UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN as of Q4 2014.

Based on LPL Financial's 13F filing for Q4 2014, filed 13 Feb 2015.