UBS’s LifeLock, Inc. LOCK Stock Holding History

UBS’s Portfolio LOCK Stock Details LOCK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$61K	Buy	4,300 +1,000	+30%	+$14.1K	﹤0.01%	6599
2014 Q2	$46K	Sell	3,300 -1,900	-37%	-$26K	﹤0.01%	6994
2014 Q1	$89K	Buy	5,200 +4,400	+550%	+$85.9K	﹤0.01%	6140
2013 Q4	$13K	Buy	800 +500	+167%	+$7.88K	﹤0.01%	8737
2013 Q3	$4K	Buy	+300	New	+$3.75K	﹤0.01%	9644

Other funds holding LOCK

DVC

Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return

OFM

Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return

Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BBHC

Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return

PGP

Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

UBS's LOCK Position: Q3 2014 in Review

UBS reduced its LifeLock, Inc. (LOCK) stake by 70% in Q3 2014, selling an estimated $194K and leaving 6,012 shares worth $86K. The position accounts for ﹤0.01% of the portfolio, ranked #6180.

UBS first reported a position in LOCK in Q1 2014 and has held it in 3 quarters since. The position peaked at $509K in Q1 2014. 156 funds tracked by Wall St. Rank hold LOCK as of Q3 2014.

UBS held 6,012 shares of LifeLock, Inc. worth $86K as of Q3 2014.
UBS sold 13,828 LifeLock, Inc. shares in Q3 2014, an estimated $194K.
LifeLock, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6180 holding.
UBS first reported a position in LifeLock, Inc. in Q1 2014 and has held it in 3 quarters since.
UBS's LifeLock, Inc. position peaked at $509K in Q1 2014.
156 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.