U
LOCK

UBS’s LifeLock, Inc. LOCK Stock Holding History

UBS’s Portfolio LOCK Stock Details LOCK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$86K Sell
6,012
-13,828
-70% -$194K ﹤0.01% 6180
2014
Q2 		$277K Sell
19,840
-9,887
-33% -$135K ﹤0.01% 4834
2014
Q1 		$509K Buy
+29,727
New +$581K ﹤0.01% 4219

Other funds holding LOCK

DVC
Deer VI & Co Larchmont, New York $2.23M AUM 9.32% 1-Year Est. Return
OFM
Okumus Fund Management Grand Cayman, Cayman Islands $48.7M AUM 70.39% 1-Year Est. Return
Lord, Abbett & Co
Lord, Abbett & Co Jersey City, New Jersey $30.6B AUM 57.44% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
Bank of New York Mellon
Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return
O
OppenheimerFunds New York $80.4B AUM 15.1% 1-Year Est. Return
PGP
Prescott General Partners Boca Raton, Florida $1.37B AUM 23.81% 1-Year Est. Return
Fidelity Investments
Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

UBS's LOCK Position: Q3 2014 in Review

UBS reduced its LifeLock, Inc. (LOCK) stake by 70% in Q3 2014, selling an estimated $194K and leaving 6,012 shares worth $86K. The position accounts for ﹤0.01% of the portfolio, ranked #6180.

UBS first reported a position in LOCK in Q1 2014 and has held it in 3 quarters since. The position peaked at $509K in Q1 2014. 156 funds tracked by Wall St. Rank hold LOCK as of Q3 2014.

  • UBS held 6,012 shares of LifeLock, Inc. worth $86K as of Q3 2014.
  • UBS sold 13,828 LifeLock, Inc. shares in Q3 2014, an estimated $194K.
  • LifeLock, Inc. made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6180 holding.
  • UBS first reported a position in LifeLock, Inc. in Q1 2014 and has held it in 3 quarters since.
  • UBS's LifeLock, Inc. position peaked at $509K in Q1 2014.
  • 156 funds tracked by Wall St. Rank held LifeLock, Inc. as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.