U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.35%
4 Healthcare 8.33%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFIE
6776
DELISTED
Profire Energy, Inc
PFIE
– –
-2,504
WHLM
6777
DELISTED
Wilhelmina International, Inc
WHLM
$0 ﹤0.01%
+30
HAYN
6778
DELISTED
Haynes International, Inc.
HAYN
$0 ﹤0.01%
+8
ROOF
6779
DELISTED
NYLI CBRE NextGen Real Estate ETF
ROOF
– –
-814
VTNR
6780
DELISTED
Vertex Energy, Inc
VTNR
– –
-2,598
ALIM
6781
DELISTED
Alimera Sciences
ALIM
– –
-75
ASXC
6782
DELISTED
Asensus Surgical, Inc.
ASXC
– –
-140
MCBC
6783
DELISTED
Macatawa Bank Corp
MCBC
– –
-535
CTHR
6784
DELISTED
Charles & Colvard Ltd
CTHR
$0 ﹤0.01%
16
-689
GENE
6785
DELISTED
Genetic Technologies Ltd.
GENE
– –
0
TAST
6786
DELISTED
Carrols Restaurant Group, Inc.
TAST
– –
-4,897
PGTI
6787
DELISTED
PGT, Inc.
PGTI
– –
0
DBGR
6788
DELISTED
Xtrackers MSCI Germany Hedged Equity ETF
DBGR
– –
-3
CHIE
6789
DELISTED
Global X MSCI China Energy ETF
CHIE
– –
-950
CYAN
6790
DELISTED
Cyanotech Corp
CYAN
– –
-276
MARK
6791
DELISTED
Remark Holdings, Inc.
MARK
$0 ﹤0.01%
7
DMK
6792
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-42
WTT
6793
DELISTED
Wireless Telecom Group, Inc.
WTT
$0 ﹤0.01%
+203
INDT
6794
DELISTED
INDUS Realty Trust, Inc. (MD) Common Stock
INDT
– –
-1,194
KSPN
6795
DELISTED
Kaspien Holdings Inc. Common Stock
KSPN
– –
-7
SEAC
6796
DELISTED
Seachange International Inc
SEAC
– –
0
OIG
6797
DELISTED
Orbital Infrastructure Group, Inc. Common Stock
OIG
– –
-7
IBDD
6798
DELISTED
iShares iBonds Mar 2023 Term Corporate ETF
IBDD
– –
-1,232
FUE
6799
DELISTED
ELEMENTS Linked to the ICE BofAML Commodity Index eXtra Biofuels Total Return
FUE
– –
-482
CYBE
6800
DELISTED
Cyberoptics Corp
CYBE
– –
-1,918
270 271
272
273 274