U
PMBC

UBS’s Pacific Mercantile Bancorp PMBC Stock Holding History

UBS’s Portfolio PMBC Stock Details PMBC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-5,938
Closed -$40K – 10919
2014
Q2 		$40K Buy
5,938
+4,700
+380% +$30.7K ﹤0.01% 7181
2014
Q1 		$8K Buy
+1,238
New +$7.71K ﹤0.01% 9160
2013
Q4 		– Sell
-1,180
Closed -$7K – 10904
2013
Q3 		$7K Sell
1,180
-10,545
-90% -$65K ﹤0.01% 9170
2013
Q2 		$67K Buy
+11,725
New +$69.1K ﹤0.01% 6378

Other funds holding PMBC

First Manhattan
First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return
BCM
Basswood Capital Management New York $2.12B AUM 19.53% 1-Year Est. Return
CP
Clover Partners Dallas, Texas $43.1M AUM 4.09% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
PRCP
Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return
ECA
Endeavour Capital Advisors Greenwich, Connecticut $441M AUM 21.38% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
KCM
Kennedy Capital Management St Louis, Missouri $4.72B AUM 36.69% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

UBS's PMBC Position: Q3 2014 in Review

UBS sold out of Pacific Mercantile Bancorp (PMBC) in Q3 2014, closing a stake of 5,938 shares — an estimated $40K sold.

UBS first reported a position in PMBC in Q2 2013 and held it in 4 quarters. The position peaked at $67K in Q2 2013. 29 funds tracked by Wall St. Rank hold PMBC as of Q3 2014.

  • UBS reported no remaining Pacific Mercantile Bancorp position as of Q3 2014 after selling out during the quarter.
  • UBS sold 5,938 Pacific Mercantile Bancorp shares in Q3 2014, an estimated $40K.
  • UBS first reported a position in Pacific Mercantile Bancorp in Q2 2013 and held it in 4 quarters.
  • UBS's Pacific Mercantile Bancorp position peaked at $67K in Q2 2013.
  • 29 funds tracked by Wall St. Rank held Pacific Mercantile Bancorp as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.