U
KSPN

UBS’s Kaspien Holdings Inc. Common Stock KSPN Stock Holding History

UBS’s Portfolio KSPN Stock Details KSPN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		– Sell
-7
Closed -$1K – 10881
2014
Q2 		$1K Buy
+7
New +$479 ﹤0.01% 10260
2014
Q1 		– Sell
-244
Closed -$22K – 10938
2013
Q4 		$22K Buy
+244
New +$21.2K ﹤0.01% 8044
2013
Q3 		– Sell
-97
Closed -$9K – 10797
2013
Q2 		$9K Buy
+97
New +$8.47K ﹤0.01% 8761

Other funds holding KSPN

Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
NCM
Nantahala Capital Management New Canaan, Connecticut $2.72B AUM 121.58% 1-Year Est. Return
Renaissance Technologies
Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
BIT
BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return
BCM
Bridgeway Capital Management Houston, Texas $4.97B AUM 44.96% 1-Year Est. Return
MERSOM
Municipal Employees' Retirement System of Michigan Lansing, Michigan $8.81B AUM 10.88% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PPA
Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS's KSPN Position: Q3 2014 in Review

UBS sold out of Kaspien Holdings Inc. Common Stock (KSPN) in Q3 2014, closing a stake of 7 shares — an estimated $1K sold.

UBS first reported a position in KSPN in Q2 2013 and held it in 3 quarters. The position peaked at $22K in Q4 2013. 36 funds tracked by Wall St. Rank hold KSPN as of Q3 2014.

  • UBS reported no remaining Kaspien Holdings Inc. Common Stock position as of Q3 2014 after selling out during the quarter.
  • UBS sold 7 Kaspien Holdings Inc. Common Stock shares in Q3 2014, an estimated $1K.
  • UBS first reported a position in Kaspien Holdings Inc. Common Stock in Q2 2013 and held it in 3 quarters.
  • UBS's Kaspien Holdings Inc. Common Stock position peaked at $22K in Q4 2013.
  • 36 funds tracked by Wall St. Rank held Kaspien Holdings Inc. Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.