UBS’s PolarityTE, Inc. Common Stock PTE Stock Holding History

UBS’s Portfolio PTE Stock Details PTE Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-48	Closed	-$16K	–	10908
2014 Q2	$16K	Buy	+48	New	+$18K	﹤0.01%	8378

Other funds holding PTE

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

VKH

Virtu KCG Holdings New York $3.6B AUM 17.11% 1-Year Est. Return

Citadel Advisors Miami, Florida $618B AUM 30.34% 1-Year Est. Return

EVC

Eidelman Virant Capital Saint Louis, Missouri $136M AUM 15.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

California Public Employees Retirement System Sacramento, California $162B AUM 25.78% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS's PTE Position: Q3 2014 in Review

UBS sold out of PolarityTE, Inc. Common Stock (PTE) in Q3 2014, closing a stake of 48 shares — an estimated $16K sold.

UBS first reported a position in PTE in Q2 2014 and held it in 1 quarter. The position peaked at $16K in Q2 2014. 13 funds tracked by Wall St. Rank hold PTE as of Q3 2014.

UBS reported no remaining PolarityTE, Inc. Common Stock position as of Q3 2014 after selling out during the quarter.
UBS sold 48 PolarityTE, Inc. Common Stock shares in Q3 2014, an estimated $16K.
UBS first reported a position in PolarityTE, Inc. Common Stock in Q2 2014 and held it in 1 quarter.
UBS's PolarityTE, Inc. Common Stock position peaked at $16K in Q2 2014.
13 funds tracked by Wall St. Rank held PolarityTE, Inc. Common Stock as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.