UBS’s First Trust Hong Kong AlphaDEX Fund FHK Stock Holding History

UBS’s Portfolio FHK Stock Details FHK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-45	Closed	-$2K	–	10945
2014 Q2	$2K	Buy	+45	New	+$1.73K	﹤0.01%	10099

Other funds holding FHK

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Hays Advisory Franklin, Tennessee $157M AUM 9.67% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SAM

Shamrock Asset Management Dallas, Texas $128M AUM 2.65% 1-Year Est. Return

FHA

First Horizon Advisors Memphis, Tennessee $3.85B AUM 16.99% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

VAM

Visionary Asset Management Houston, Texas $252M AUM 3.81% 1-Year Est. Return

IPC

Independent Portfolio Consultants Boca Raton, Florida $241M AUM 21.8% 1-Year Est. Return

Placemark Investments Chicago, Illinois $5.66B AUM 10.93% 1-Year Est. Return

UBS's FHK Position: Q3 2014 in Review

UBS sold out of First Trust Hong Kong AlphaDEX Fund (FHK) in Q3 2014, closing a stake of 45 shares — an estimated $2K sold.

UBS first reported a position in FHK in Q2 2014 and held it in 1 quarter. The position peaked at $2K in Q2 2014. 15 funds tracked by Wall St. Rank hold FHK as of Q3 2014.

UBS reported no remaining First Trust Hong Kong AlphaDEX Fund position as of Q3 2014 after selling out during the quarter.
UBS sold 45 First Trust Hong Kong AlphaDEX Fund shares in Q3 2014, an estimated $2K.
UBS first reported a position in First Trust Hong Kong AlphaDEX Fund in Q2 2014 and held it in 1 quarter.
UBS's First Trust Hong Kong AlphaDEX Fund position peaked at $2K in Q2 2014.
15 funds tracked by Wall St. Rank held First Trust Hong Kong AlphaDEX Fund as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.