U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 13.13%
This Quarter Est. Return
1 Year Est. Return
+13.13%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$416M
2
+$327M
3
+$239M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$219M
5
TD icon
Toronto Dominion Bank
TD
+$185M

Top Sells

1
+$1.62B
2
+$475M
3
+$448M
4
AAPL icon
Apple
AAPL
+$315M
5
PETM
PETSMART INC
PETM
+$313M

Sector Composition

1 Energy 10.61%
2 Financials 9.79%
3 Technology 8.33%
4 Healthcare 8.33%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APEN
6876
DELISTED
Apollo Endosurgery, Inc.
APEN
– –
-11
JGBT
6877
DELISTED
DEUTSCHE BK AG LONDON BRH DB 3X JAPANESE NTS
JGBT
– –
-333
SPRO
6878
DELISTED
SMARTPROS LTD COM STK
SPRO
– –
-1,825
VIMC
6879
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
0
KIPS
6880
DELISTED
KIPS BAY MEDICAL INC
KIPS
– –
-9,500
PDH
6881
DELISTED
PETROLOGISTICS LP UNIT LTD PARTNERSHIP INT
PDH
– –
-48,464
JACQU
6882
DELISTED
COLLABRIUM JAPAN ACQUISITIONCO UNIT 1 SHS & 1 WT EXP
JACQU
$0 ﹤0.01%
5
-1,195
MEILW
6883
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL A EXP
MEILW
$0 ﹤0.01%
1,050
-150
MEILZ
6884
DELISTED
METHES ENERGIES INTL LTD WT PUR COM CL B EXP
MEILZ
$0 ﹤0.01%
50
-2,000
IRDMZ
6885
DELISTED
IRIDIUM COMMUNICATIONS INC WTS EXP 2/14/2015
IRDMZ
$0 ﹤0.01%
400
NWBOW
6886
DELISTED
Northwest Biotherapeutics, Inc.
NWBOW
– –
-2,732
SPPRP
6887
DELISTED
SUPERTEL HOSPITALITY, INC. SER A CONV PFD STK
SPPRP
– –
-1,456
SPCHB
6888
DELISTED
SPORT CHALET, INC. CLASS B
SPCHB
– –
-17
GFN
6889
DELISTED
General Finance Corporation
GFN
– –
-446
CUO
6890
DELISTED
Continental Materials Corporation
CUO
– –
-1,092
DRR
6891
DELISTED
Market Vectors Double Short Euro ETN
DRR
– –
-780
DAG
6892
DELISTED
DB Agriculture Double Long ETN due April 1, 2038
DAG
– –
-1,308
FWDD
6893
DELISTED
Madrona Domestic ETF
FWDD
– –
-481
TIK
6894
DELISTED
Tel-Instrument Electronics Corp.
TIK
– –
-1,914
FPT
6895
DELISTED
Federated Premier Intermediate M
FPT
– –
-2,762
EVBS
6896
DELISTED
Eastern Virginia Bankshares In
EVBS
– –
-1,924
NIHD
6897
DELISTED
NII HOLDINGS INC CL B
NIHD
– –
-45,701
EML icon
6898
Eastern Company
EML
$110M
– –
-560
ENTA icon
6899
Enanta Pharmaceuticals
ENTA
$363M
– –
-50
ERY icon
6900
Direxion Daily Energy Bear 2X Shares
ERY
$17.7M
– –
-8
274 275
276
277 278