U

UBS Portfolio holdings

AUM $109B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+16.36%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$109B
AUM Growth
+$2.48B
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
7,096
New
Increased
Reduced
Closed

Top Buys

1
+$387M
2
+$346M
3
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

1
+$1.62B
2
+$473M
3
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

1 Energy 10.61%
2 Technology 8.33%
3 Healthcare 8.33%
4 Financials 8.22%
5 Industrials 6.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PDFS icon
6901
PDF Solutions
PDFS
$1.75B
– –
-2,274
PEBK icon
6902
Peoples Bancorp of North Carolina
PEBK
$216M
– –
-1,915
PED icon
6903
PEDEVCO
PED
$208M
– –
-25
PFBC icon
6904
Preferred Bank
PFBC
$1.14B
– –
-66
PPIH icon
6905
Perma-Pipe International
PPIH
$254M
– –
-2,172
PPSI icon
6906
Pioneer Power Solutions
PPSI
$33.2M
– –
-3,478
PROV icon
6907
Provident Financial
PROV
$109M
$0 ﹤0.01%
3
-750
PTCT icon
6908
PTC Therapeutics
PTCT
$5.69B
– –
-1,598
QDEF icon
6909
FlexShares Quality Dividend Defensive Index Fund
QDEF
$521M
– –
-1,066
QEFA icon
6910
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.07B
– –
-100
RC
6911
Ready Capital
RC
$295M
– –
-1,439
RDIB
6912
Reading International Class B
RDIB
$214M
$0 ﹤0.01%
21
+20
RIGS icon
6913
RiverFront Strategic Income Fund
RIGS
$65.7M
– –
-2,396
RIOT icon
6914
Riot Platforms
RIOT
$6.9B
– –
-3
RLGT icon
6915
Radiant Logistics
RLGT
$392M
– –
-2,902
SAMG icon
6916
Silvercrest Asset Management
SAMG
$103M
– –
-750
FLNA
6917
Filana Therapeutics
FLNA
$80.2M
– –
-714
SB icon
6918
Safe Bulkers
SB
$665M
– –
0
SCYX icon
6919
SCYNEXIS
SCYX
$46.9M
– –
-45
ULE icon
6920
ProShares Ultra Euro
ULE
$6.49M
– –
-94
ULH icon
6921
Universal Logistics Holdings
ULH
$627M
– –
-427
UMDD icon
6922
ProShares UltraPro MidCap400
UMDD
$33.5M
– –
-2,000
UPV icon
6923
ProShares Ultra FTSE Europe
UPV
$13.6M
– –
-162
USDU icon
6924
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$411M
– –
-9,990
UXI icon
6925
ProShares Ultra Industrials
UXI
$31.8M
– –
-2,148
275 276
277
278 279