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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUSE
6901
DELISTED
Strategy Shares US Market Rotation Strategy ETF
HUSE
$47K ﹤0.01%
1,253
-2,536
-67% -$94.1K
SZO
6902
DELISTED
DB Crude Oil Short Exchange Traded Notes due June 1, 2038
SZO
$47K ﹤0.01%
1,196
-15
-1% -$559
GTAA
6903
DELISTED
AdvisorShares Morgan Creek Global Tactical ETF
GTAA
$47K ﹤0.01%
1,882
-1,786
-49% -$46.1K
GKNT
6904
DELISTED
GEEKNET INC COM NEW
GKNT
$47K ﹤0.01%
5,034
+4,432
+736% +$49.7K
AG icon
6905
CALL
First Majestic Silver
AG
$7.52B
$46K ﹤0.01%
5,900
+1,400
+31% +$13.8K
ALG icon
6906
Alamo Group
ALG
$1.91B
$46K ﹤0.01%
1,116
+510
+84% +$24.5K
EFOR
6907
PUT
Everforth Inc
EFOR
$960M
$46K ﹤0.01%
1,700
+1,200
+240% +$37.2K
CRVL icon
6908
CorVel
CRVL
$3.18B
$46K ﹤0.01%
3,984
-4,452
-53% -$60K
FARO
6909
PUT
DELISTED
Faro Technologies
FARO
$46K ﹤0.01%
900
-400
-31% -$20.8K
DMC
6910
Del Monte Corp
DMC
$1.42B
$46K ﹤0.01%
1,425
-963
-40% -$30.1K
HRL icon
6911
PUT
Hormel Foods
HRL
$14.2B
$46K ﹤0.01%
1,800
+400
+29% +$9.76K
LHX icon
6912
CALL
L3Harris
LHX
$55.4B
$46K ﹤0.01%
700
+400
+133% +$28.3K
MTX icon
6913
Minerals Technologies
MTX
$2.29B
$46K ﹤0.01%
747
-1,451
-66% -$90.5K
OESX icon
6914
Orion Energy Systems
OESX
$38.9M
$46K ﹤0.01%
860
– –
PBA icon
6915
CALL
Pembina Pipeline
PBA
$29.3B
$46K ﹤0.01%
1,100
+1,000
+1,000% +$44.1K
SMBC icon
6916
Southern Missouri Bancorp
SMBC
$862M
$46K ﹤0.01%
2,570
+166
+7% +$2.93K
QVCGA
6917
PUT
DELISTED
QVC Group Inc Series A
QVCGA
$46K ﹤0.01%
+39
New +$46.1K
EVBN
6918
DELISTED
Evans Bancorp Inc
EVBN
$46K ﹤0.01%
1,997
+605
+43% +$14.1K
PIR
6919
CALL
DELISTED
Pier 1 Imports, Inc.
PIR
$46K ﹤0.01%
195
+105
+117% +$31.5K
VIAB
6920
CALL
DELISTED
Viacom Inc. Class B
VIAB
$46K ﹤0.01%
600
+300
+100% +$24.7K
ITG
6921
CALL
DELISTED
Investment Technology Group Inc
ITG
$46K ﹤0.01%
2,900
-1,000
-26% -$17.4K
RSPP
6922
DELISTED
RSP Permian, Inc.
RSPP
$46K ﹤0.01%
1,821
+1,129
+163% +$31.4K
VSCP
6923
DELISTED
VIRTUALSCOPICS INC COM NEW
VSCP
$46K ﹤0.01%
10,032
+430
+4% +$1.89K
PMCS
6924
DELISTED
P M C SIERRA INC
PMCS
$46K ﹤0.01%
6,124
-5,865
-49% -$42.9K
BRP
6925
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$46K ﹤0.01%
2,415
+1,836
+317% +$36.3K
275 276
277
278 279

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.