UBS’s Cardiff Oncology CRDF Stock Holding History

Quarter	Market Value	Status	Shares	Shares Change %	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-899	Closed	-$3K	–	6592
2014 Q2	$3K	Buy	+899	New	+$3K	﹤0.01%	6174
2014 Q1	–	Sell	-3,713	Closed	-$21K	–	6478
2013 Q4	$21K	Buy	+3,713	New	+$21K	﹤0.01%	5160