UBS’s SMARTPROS LTD COM STK SPRO Stock Holding History

UBS’s Portfolio SPRO Stock Details SPRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-1,825	Closed	-$4K	–	11168
2014 Q2	$4K	Buy	1,825 +1,371	+302%	+$3.8K	﹤0.01%	9756
2014 Q1	$1K	Buy	+454	New	+$1.04K	﹤0.01%	10301

Other funds holding SPRO

PCM

Perritt Capital Management Chicago, Illinois $59.8M AUM 26.94% 1-Year Est. Return

Kerrisdale Advisers Miami, Florida $263M AUM 40.01% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Renaissance Technologies New York $63.9B AUM 45.56% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

First Manhattan New York $36.1B AUM 11.5% 1-Year Est. Return

Platinum Management New York $16.4M AUM 30.38% 1-Year Est. Return

TRCT

Tower Research Capital (TRC) New York $3.85B AUM 32.11% 1-Year Est. Return

CFN

Cordasco Financial Network Naples, Florida $138M AUM 10.5% 1-Year Est. Return

GSC

Ground Swell Capital Folly Beach, South Carolina $50.7M AUM 30.19% 1-Year Est. Return

UBS's SPRO Position: Q3 2014 in Review

UBS sold out of SMARTPROS LTD COM STK (SPRO) in Q3 2014, closing a stake of 1,825 shares — an estimated $4K sold.

UBS first reported a position in SPRO in Q1 2014 and held it in 2 quarters. The position peaked at $4K in Q2 2014. 11 funds tracked by Wall St. Rank hold SPRO as of Q3 2014.

UBS reported no remaining SMARTPROS LTD COM STK position as of Q3 2014 after selling out during the quarter.
UBS sold 1,825 SMARTPROS LTD COM STK shares in Q3 2014, an estimated $4K.
UBS first reported a position in SMARTPROS LTD COM STK in Q1 2014 and held it in 2 quarters.
UBS's SMARTPROS LTD COM STK position peaked at $4K in Q2 2014.
11 funds tracked by Wall St. Rank held SMARTPROS LTD COM STK as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.