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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIN
7001
DELISTED
IntriCon Corporation
IIN
$43K ﹤0.01%
7,136
-25
-0.3% -$178
DSPG
7002
DELISTED
DSP Group Inc
DSPG
$43K ﹤0.01%
4,888
+3,011
+160% +$26.7K
BDCL
7003
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$43K ﹤0.01%
1,800
-593
-25% -$15.7K
AVX
7004
DELISTED
AVX Corporation
AVX
$43K ﹤0.01%
3,205
+556
+21% +$7.48K
KERX
7005
CALL
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$43K ﹤0.01%
3,100
-31,400
-91% -$481K
ERN
7006
DELISTED
Erin Energy Corp
ERN
$43K ﹤0.01%
11,532
-3,234
-22% -$12.4K
LNCE
7007
DELISTED
Snyders-Lance, Inc.
LNCE
$43K ﹤0.01%
1,636
-800
-33% -$21.5K
TSNU
7008
DELISTED
Tyson Foods, Inc.
TSNU
$43K ﹤0.01%
+863
New +$42.5K
SALE
7009
DELISTED
RetailMeNot, Inc. Series 1
SALE
$43K ﹤0.01%
2,703
+1,483
+122% +$30K
AXLL
7010
CALL
DELISTED
AXIALL CORP COM STK (DE)
AXLL
$43K ﹤0.01%
1,200
– –
HERO
7011
PUT
DELISTED
HERCULES OFFSHORE INC COM STK
HERO
$43K ﹤0.01%
19,400
+2,400
+14% +$8.06K
PCL
7012
PUT
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$43K ﹤0.01%
1,100
– –
XL
7013
PUT
DELISTED
XL Group Ltd.
XL
$43K ﹤0.01%
1,300
+1,200
+1,200% +$40K
VEDL
7014
CALL
DELISTED
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
$43K ﹤0.01%
2,500
-200
-7% -$3.77K
UMH.PRA.CL
7015
DELISTED
Umh Properties Inc
UMH.PRA.CL
$43K ﹤0.01%
1,626
+456
+39% +$12K
PERF
7016
DELISTED
Perfumania Holdings, Inc.
PERF
$43K ﹤0.01%
6,708
+907
+16% +$5.9K
AL
7017
CALL
DELISTED
Air Lease Corp
AL
$42K ﹤0.01%
1,300
-600
-32% -$21.9K
GOLD
7018
Gold.com Inc
GOLD
$1.16B
$42K ﹤0.01%
7,410
+3,850
+108% +$22.5K
BC icon
7019
CALL
Brunswick
BC
$5.23B
$42K ﹤0.01%
1,000
– –
CHD icon
7020
CALL
Church & Dwight Co
CHD
$23.7B
$42K ﹤0.01%
1,200
+1,000
+500% +$34.1K
DMRC icon
7021
Digimarc Corp
DMRC
$143M
$42K ﹤0.01%
2,005
-3,774
-65% -$95.6K
EVTC icon
7022
Evertec
EVTC
$1.97B
$42K ﹤0.01%
1,879
+1,130
+151% +$25.8K
FCCO icon
7023
First Community Corp
FCCO
$327M
$42K ﹤0.01%
3,950
+1,964
+99% +$21.1K
FCN icon
7024
FTI Consulting
FCN
$5.14B
$42K ﹤0.01%
1,215
-585
-33% -$21.6K
UHT
7025
PUT
Universal Health Realty Income Trust
UHT
$621M
$42K ﹤0.01%
1,000
– –
279 280
281
282 283

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.