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UBS Portfolio holdings

AUM $136B
1-Year Est. Return 16.36%
This Fund
S&P 500
This Quarter Est. Return
-0.23%
1 Year Est. Return
+16.36%
3 Year Est. Return
–
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$136B
AUM Growth
+$7.83B
Cap. Flow
+$9.38B
Cap. Flow %
6.92%
Top 10 Hldgs %
13.26%
Holding
11,505
New
1,063
Increased
4,755
Reduced
3,911
Closed
1,116

Top Buys

Rank Stock Value
1
AMGN icon
Amgen
AMGN
+$387M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$346M
3
CCI icon
Crown Castle
CCI
+$229M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$218M
5
TD icon
Toronto Dominion Bank
TD
+$195M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.62B
2
APA icon
APA Corp
APA
+$473M
3
FDO
FAMILY DOLLAR STORES
FDO
+$453M
4
HRI icon
Herc Holdings
HRI
+$322M
5
PETM
PETSMART INC
PETM
+$311M

Sector Composition

Rank Sector Weight
1 Energy 8.49%
2 Technology 6.67%
3 Healthcare 6.67%
4 Financials 6.58%
5 Industrials 5.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LLTC
6976
CALL
DELISTED
Linear Technology Corp
LLTC
$44K ﹤0.01%
1,000
-1,500
-60% -$68.1K
LLTC
6977
PUT
DELISTED
Linear Technology Corp
LLTC
$44K ﹤0.01%
1,000
– –
IL
6978
DELISTED
IntraLinks Holdings Inc.
IL
$44K ﹤0.01%
5,496
-390
-7% -$3.28K
DWA
6979
PUT
DELISTED
DREAMWORKS ANIMATION SKG INC CL-A
DWA
$44K ﹤0.01%
1,600
+1,300
+433% +$29K
CVC
6980
PUT
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$44K ﹤0.01%
2,500
– –
NBBC
6981
DELISTED
NEWBRIDGE BANCORP CLASS A COM STK (NC)
NBBC
$44K ﹤0.01%
5,710
+4,414
+341% +$33.6K
AEC
6982
CALL
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
$44K ﹤0.01%
2,500
-400
-14% -$7.24K
CCI.PRA
6983
DELISTED
Crown Castle International Corp.
CCI.PRA
$44K ﹤0.01%
+414
New +$42.5K
DTUL
6984
DELISTED
iPath US Treasury 2-year Bull ETN
DTUL
$44K ﹤0.01%
750
– –
BMRN icon
6985
PUT
BioMarin Pharmaceuticals
BMRN
$11.9B
$43K ﹤0.01%
600
+400
+200% +$26.3K
CG icon
6986
CALL
Carlyle Group
CG
$16.1B
$43K ﹤0.01%
1,400
-5,600
-80% -$183K
CRAI icon
6987
CRA International
CRAI
$1.23B
$43K ﹤0.01%
+1,701
New +$43.4K
FN icon
6988
Fabrinet
FN
$14.9B
$43K ﹤0.01%
2,963
-1,847
-38% -$32.2K
HCI icon
6989
CALL
HCI Group
HCI
$2.34B
$43K ﹤0.01%
1,200
-300
-20% -$12.1K
LYB icon
6990
PUT
LyondellBasell Industries
LYB
$19.5B
$43K ﹤0.01%
400
+100
+33% +$10.8K
MOV icon
6991
CALL
Movado Group
MOV
$840M
$43K ﹤0.01%
1,300
+400
+44% +$15.7K
MTN icon
6992
CALL
Vail Resorts
MTN
$5.7B
$43K ﹤0.01%
500
-100
-17% -$7.94K
NX icon
6993
Quanex
NX
$825M
$43K ﹤0.01%
2,351
-1,147
-33% -$20.5K
ROM icon
6994
PUT
ProShares Ultra Technology
ROM
$1.01B
$43K ﹤0.01%
9,600
– –
SAND
6995
CALL
DELISTED
Sandstorm Gold
SAND
$43K ﹤0.01%
9,900
+2,000
+25% +$11.9K
SID icon
6996
CALL
Companhia Siderúrgica Nacional
SID
$1.37B
$43K ﹤0.01%
12,200
+4,000
+49% +$18.4K
SIFY
6997
Sify Technologies
SIFY
$1.01B
$43K ﹤0.01%
3,690
-2,275
-38% -$27.8K
THFF icon
6998
First Financial Corp
THFF
$948M
$43K ﹤0.01%
1,371
+1,221
+814% +$38.9K
TNK icon
6999
CALL
Teekay Tankers
TNK
$2.71B
$43K ﹤0.01%
1,450
-400
-22% -$13.1K
TWN
7000
Taiwan Fund
TWN
$446M
$43K ﹤0.01%
2,270
-1,437
-39% -$28.7K
278 279
280
281 282

Similar funds

MCM
Munder Capital Management Birmingham, Michigan $13.4B AUM 18.35% 1-Year Est. Return
STC
SEI Trust Company Oaks, Pennsylvania $10.3B AUM 18.76% 1-Year Est. Return
1IC
1919 Investment Counsel Baltimore, Maryland $4.86B AUM 17.56% 1-Year Est. Return
QBFM
QS Batterymarch Financial Management New York $3.78B AUM 22.02% 1-Year Est. Return
BCMU
BlueCrest Capital Management (UK) St. Peter Port, Guernsey $2.66B AUM 11.87% 1-Year Est. Return
MWR
McAdams Wright Ragen Seattle, Washington $1.79B AUM 13.95% 1-Year Est. Return
MGC
Merchants' Gate Capital New York $1.27B AUM 15.57% 1-Year Est. Return
BP
Banyan Partners Palm Beach Gardens, Florida $1.18B AUM 16.95% 1-Year Est. Return

UBS's Q3 2014 Portfolio in Review

As of Q3 2014, UBS held 11,505 positions worth $136B, up 6.1% from $128B the previous quarter. Its ten largest holdings account for 13% of the portfolio.

UBS deployed $9.38B of net new capital in Q3 2014, opening 1,063 new positions and adding to 4,755 existing holdings. Its largest new stake was Alibaba: 1,105,926 shares worth $98.3M.

By sector, the portfolio is most concentrated in Energy at 8.5% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $1.62B trimmed.

  • UBS's largest Q3 2014 buy was Alibaba: 1,105,926 shares worth $98.3M.
  • UBS added most to Amgen in Q3 2014, an estimated $387M increase.
  • UBS's biggest Q3 2014 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.62B.
  • UBS fully exited SUSSER HOLDINGS CORPORATION COMMON STOCK in Q3 2014, selling an estimated $81.1M.
  • UBS's ten largest holdings make up 13% of its $136B portfolio in Q3 2014.
  • UBS opened 1,063 new positions and closed 1,116 in Q3 2014.
  • UBS's portfolio value rose 6.1% quarter-over-quarter to $136B.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.