U
BANX

UBS’s ArrowMark Financial BANX Stock Holding History

UBS’s Portfolio BANX Stock Details BANX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$44K Buy
+1,753
New +$44.4K ﹤0.01% 6987
2014
Q2 		– Sell
-385
Closed -$9K – 10406
2014
Q1 		$9K Sell
385
-945
-71% -$23.5K ﹤0.01% 8982
2013
Q4 		$33K Buy
+1,330
New +$33.4K ﹤0.01% 7501

Other funds holding BANX

DRZID
DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return
UCFA
United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
FAM
Fenimore Asset Management Cobleskill, New York $4.83B AUM 9.09% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
PNC Financial Services Group
PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return
TMC
Trellus Management Company Delray Beach, Florida $72.8M AUM 4.5% 1-Year Est. Return
MVP
Miller Value Partners Sarasota, Florida $383M AUM 38.57% 1-Year Est. Return
ICAS
Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

UBS's BANX Position: Q3 2014 in Review

UBS opened a new position in ArrowMark Financial (BANX) in Q3 2014: 1,753 shares worth $44K. The stake represents ﹤0.01% of the portfolio and ranks #6987 among its holdings. This is a return to the name: UBS previously reported a position in BANX as recently as Q1 2014.

UBS first reported a position in BANX in Q4 2013 and has held it in 3 quarters since. 19 funds tracked by Wall St. Rank hold BANX as of Q3 2014.

  • UBS held 1,753 shares of ArrowMark Financial worth $44K as of Q3 2014.
  • ArrowMark Financial was a new UBS position in Q3 2014.
  • ArrowMark Financial made up ﹤0.01% of UBS's portfolio in Q3 2014, its #6987 holding.
  • UBS first reported a position in ArrowMark Financial in Q4 2013 and has held it in 3 quarters since.
  • 19 funds tracked by Wall St. Rank held ArrowMark Financial as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.