Investors Capital Advisory Services’s ArrowMark Financial BANX Stock Holding History

Investors Capital Advisory Services’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-10,500	Closed	-$181K	–	727
2015 Q2	$181K	Sell	10,500 -2,600	-20%	-$45.4K	0.03%	631
2015 Q1	$235K	Sell	13,100 -3,500	-21%	-$71.4K	0.04%	547
2014 Q4	$323K	Buy	16,600 +2,000	+14%	+$44.7K	0.06%	416
2014 Q3	$367K	Hold	14,600	–	–	0.07%	381
2014 Q2	$370K	Sell	14,600 -1,000	-6%	-$25.3K	0.06%	421
2014 Q1	$383K	Hold	15,600	–	–	0.08%	344
2013 Q4	$383K	Buy	+15,600	New	+$392K	0.09%	321

Other funds holding BANX

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

FAM

Fenimore Asset Management Cobleskill, New York $4.83B AUM 9.09% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

TMC

Trellus Management Company Delray Beach, Florida $72.8M AUM 4.5% 1-Year Est. Return

Oppenheimer & Co New York $9.37B AUM 36.4% 1-Year Est. Return

Investors Capital Advisory Services's BANX Position: Q3 2015 in Review

Investors Capital Advisory Services sold out of ArrowMark Financial (BANX) in Q3 2015, closing a stake of 10,500 shares — an estimated $181K sold.

Investors Capital Advisory Services first reported a position in BANX in Q4 2013 and held it in 7 quarters. The position peaked at $383K in Q1 2014. 16 funds tracked by Wall St. Rank hold BANX as of Q3 2015.

Investors Capital Advisory Services reported no remaining ArrowMark Financial position as of Q3 2015 after selling out during the quarter.
Investors Capital Advisory Services sold 10,500 ArrowMark Financial shares in Q3 2015, an estimated $181K.
Investors Capital Advisory Services first reported a position in ArrowMark Financial in Q4 2013 and held it in 7 quarters.
Investors Capital Advisory Services's ArrowMark Financial position peaked at $383K in Q1 2014.
16 funds tracked by Wall St. Rank held ArrowMark Financial as of Q3 2015.

Based on Investors Capital Advisory Services's 13F filing for Q3 2015, filed 17 Nov 2015.