BANX

ArrowMark Financial
BANX

Overview Fund Activity

18 hedge funds and large institutions have $28.9M invested in ArrowMark Financial in 2015 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
18
Holders Change
+2
Holders Change %
+12.5%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
7
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$6.75M
2
FAM
2
Fenimore Asset Management
New York
$5.1M
3
BTS
3
BB&T Securities
Virginia
$777K
4
OA
4
Oxbow Advisors
Texas
$1.55M
5
OC
5
Oppenheimer & Co
New York
$585K

Top Sellers

1
CIM
1
Confluence Investment Management
Missouri
$1.2M
2
Stifel Financial
2
Stifel Financial
Missouri
$1.18M
3
DRZID
3
DePrince Race & Zollo Inc (DRZ)
Florida
$5.35M
4
ICAS
4
Investors Capital Advisory Services
Massachusetts
$181K
5
UCFA
5
United Capital Financial Advisors
Texas
$4.71M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$6.75M 390,341 +194,813 +100%
DRZID
2
DePrince Race & Zollo Inc (DRZ)
Florida
$5.35M 309,308 -17,914 -5%
FAM
3
Fenimore Asset Management
New York
$5.1M 294,651 +31,800 +12%
UCFA
4
United Capital Financial Advisors
Texas
$4.71M 272,041 -2,000 -0.7%
OA
5
Oxbow Advisors
Texas
$1.55M 89,774 +7,135 +9%
CIM
6
Confluence Investment Management
Missouri
$1.2M 70,000 -97,464 -58%
Stifel Financial
7
Stifel Financial
Missouri
$1.18M 68,372 -29,502 -30%
BTS
8
BB&T Securities
Virginia
$777K 44,925 +9,000 +25%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$692K 40,000 – –
TMC
10
Trellus Management Company
Florida
$674K 38,933 – –
OC
11
Oppenheimer & Co
New York
$585K 33,775 +3,350 +11%
ICAS
12
Investors Capital Advisory Services
Massachusetts
$181K 10,500 -2,600 -20%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$73K 4,197 +1,120 +36%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$40K 2,350 +695 +42%
Bank of America
15
Bank of America
North Carolina
$35K 2,000 +2,000 New
TRCT
16
Tower Research Capital (TRC)
New York
$21K 1,187 +1,187 New
UBS Group
17
UBS Group
Switzerland
$9K 520 -1,733 -77%
BRWM
18
B. Riley Wealth Management
Tennessee
– – -1,452 Closed
Wells Fargo
19
Wells Fargo
California
$0 1 +1 New