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BANX

ArrowMark Financial

36 hedge funds and large institutions have $38.5M invested in ArrowMark Financial in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 10

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

3% more funds holding

Funds holding: 3536 (+1)

0.52% less ownership

Funds ownership: 26.74%26.22% (-0.52%)

4% less capital invested

Capital invested by funds: $40M → $38.5M (-$1.49M)

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.82%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
16
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$8.84M +$165K +7,355 +2%
OA
2
Oxbow Advisors
Texas
$6.08M +$112K +4,980 +2%
UCFA
3
United Capital Financial Advisors
Texas
$4M -$544K -24,196 -12%
GIM
4
Greenwich Investment Management
Connecticut
$3.17M -$5.4K -240 -0.2%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.79M +$197K +8,772 +8%
FAM
6
Fenimore Asset Management
New York
$2.27M -$1.41M -62,805 -38%
Stifel Financial
7
Stifel Financial
Missouri
$2.25M +$63.8K +2,835 +3%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.49M +$9K +400 +0.6%
Man Group
9
Man Group
United Kingdom
$1.19M -$92.2K -4,099 -7%
Morgan Stanley
10
Morgan Stanley
New York
$730K +$12K +534 +2%
OC
11
Oppenheimer & Co
New York
$620K -$2.11K -94 -0.3%
VHAM
12
Van Hulzen Asset Management
California
$543K +$18K +800 +3%
BTS
13
BB&T Securities
Virginia
$512K +$45K +2,000 +10%
BA
14
Bard Associates
Illinois
$442K
Creative Planning
15
Creative Planning
Kansas
$433K -$7.98K -355 -2%
BRWA
16
B. Riley Wealth Advisors
Florida
$387K +$23K +1,024 +6%
Wells Fargo
17
Wells Fargo
California
$348K +$9.92K +441 +3%
Northern Trust
18
Northern Trust
Illinois
$330K +$18K +802 +6%
CHAM
19
Clear Harbor Asset Management
Connecticut
$302K -$2.81K -125 -0.8%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$247K +$19.2K +855 +8%
OGC
21
Oak Grove Capital
New Hampshire
$247K +$247K +11,000 New
JP Morgan Chase
22
JP Morgan Chase
New York
$246K +$17.9K +798 +8%
PAG
23
Private Advisor Group
New Jersey
$218K +$218K +9,715 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$199K -$1.96K -87 -1%
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$186K +$132K +5,858 +240%

BANX Hedge Fund Activity: Q3 2018 in Review

36 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q3 2018, worth a combined $38.5M — down 3.7% from $40M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BANX positions and 3 closed out — a net gain of 1 holder — while 16 added to existing stakes and 10 trimmed.

The largest buyer was Oak Grove Capital, opening a new position worth an estimated $247K. The largest seller was Fenimore Asset Management, cutting an estimated $1.41M.

  • 36 institutional investors held ArrowMark Financial (BANX) as of Q3 2018, up from 35 in Q2 2018.
  • Funds reported $38.5M of ArrowMark Financial stock for Q3 2018, down 3.7% quarter-over-quarter.
  • 4 funds opened new ArrowMark Financial positions in Q3 2018 and 3 closed out, a net change of +1 holder.
  • The largest ArrowMark Financial buyer in Q3 2018 was Oak Grove Capital, an estimated $247K added.
  • The largest ArrowMark Financial seller in Q3 2018 was Fenimore Asset Management, an estimated $1.41M sold.

Based on aggregated 13F filings for Q3 2018.