BANX

ArrowMark Financial
BANX

Overview Fund Activity

36 hedge funds and large institutions have $38.5M invested in ArrowMark Financial in 2018 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
36
Holders Change
+1
Holders Change %
+2.86%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OGC
1
Oak Grove Capital
New Hampshire
$247K
2
PAG
2
Private Advisor Group
New Jersey
$218K
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$2.79M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$8.84M
5
Acadian Asset Management
5
Acadian Asset Management
Massachusetts
$186K

Top Sellers

1
FAM
1
Fenimore Asset Management
New York
$2.27M
2
UCFA
2
United Capital Financial Advisors
Texas
$4M
3
Man Group
3
Man Group
United Kingdom
$1.19M
4
Manulife (Manufacturers Life Insurance)
4
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$0
5
BlackRock
5
BlackRock
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$8.84M 394,429 +7,355 +2%
OA
2
Oxbow Advisors
Texas
$6.08M 271,104 +4,980 +2%
UCFA
3
United Capital Financial Advisors
Texas
$4M 178,445 -24,196 -12%
GIM
4
Greenwich Investment Management
Connecticut
$3.17M 141,335 -240 -0.2%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.79M 124,542 +8,772 +8%
FAM
6
Fenimore Asset Management
New York
$2.27M 101,046 -62,805 -38%
Stifel Financial
7
Stifel Financial
Missouri
$2.25M 100,625 +2,835 +3%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.49M 66,400 +400 +0.6%
Man Group
9
Man Group
United Kingdom
$1.19M 53,223 -4,099 -7%
Morgan Stanley
10
Morgan Stanley
New York
$730K 32,558 +534 +2%
OC
11
Oppenheimer & Co
New York
$620K 27,673 -94 -0.3%
VHAM
12
Van Hulzen Asset Management
California
$543K 24,200 +800 +3%
BTS
13
BB&T Securities
Virginia
$512K 22,876 +2,000 +10%
BA
14
Bard Associates
Illinois
$442K 19,735 – –
Creative Planning
15
Creative Planning
Kansas
$433K 19,304 -355 -2%
BRWA
16
B. Riley Wealth Advisors
Florida
$387K 17,224 +1,024 +6%
Wells Fargo
17
Wells Fargo
California
$348K 15,532 +441 +3%
Northern Trust
18
Northern Trust
Illinois
$330K 14,686 +802 +6%
CHAM
19
Clear Harbor Asset Management
Connecticut
$302K 15,094 -125 -0.8%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$247K 11,039 +855 +8%
OGC
21
Oak Grove Capital
New Hampshire
$247K 11,000 +11,000 New
JPMorgan Chase & Co
22
JPMorgan Chase & Co
New York
$246K 10,951 +798 +8%
PAG
23
Private Advisor Group
New Jersey
$218K 9,715 +9,715 New
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$199K 8,855 -87 -1%
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$186K 8,298 +5,858 +240%
1
2