BANX

ArrowMark Financial
BANX

Overview Fund Activity

23 hedge funds and large institutions have $38.2M invested in ArrowMark Financial in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
4
Increased
9
Reduced
4
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GIM
1
Greenwich Investment Management
Connecticut
$1.24M
2
OA
2
Oxbow Advisors
Texas
$3.59M
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$307K
4
VHAM
4
Van Hulzen Asset Management
California
$280K
5
Wells Fargo
5
Wells Fargo
California
$119K

Top Sellers

1
BTS
1
BB&T Securities
Virginia
$1.05M
2
FAM
2
Fenimore Asset Management
New York
$4.96M
3
OAM
3
Orinda Asset Management
California
$0
4
GCP
4
GSA Capital Partners
United Kingdom
$271K
5
TRCT
5
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$11.2M 598,640 +4,552 +0.8%
FAM
2
Fenimore Asset Management
New York
$4.96M 265,525 -4,250 -2%
UCFA
3
United Capital Financial Advisors
Texas
$4.08M 218,391 – –
OA
4
Oxbow Advisors
Texas
$3.59M 192,562 +46,151 +32%
DRZID
5
DePrince Race & Zollo Inc (DRZ)
Florida
$3.21M 171,643 -63 -0%
NRCM
6
Northern Right Capital Management
Connecticut
$2.08M 111,649 – –
MI
7
M3F Inc
Utah
$1.87M 100,000 – –
GIM
8
Greenwich Investment Management
Connecticut
$1.24M 66,200 +66,200 New
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.23M 66,000 – –
BTS
10
BB&T Securities
Virginia
$1.05M 56,166 -10,156 -15%
Stifel Financial
11
Stifel Financial
Missouri
$754K 40,486 +3,851 +11%
TMC
12
Trellus Management Company
Florida
$724K 38,792 – –
OC
13
Oppenheimer & Co
New York
$492K 26,336 +1,435 +6%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$307K 16,459 +16,459 New
CHAM
15
Clear Harbor Asset Management
Connecticut
$304K 16,272 +6,263 +63%
VHAM
16
Van Hulzen Asset Management
California
$280K 15,000 +15,000 New
GCP
17
GSA Capital Partners
United Kingdom
$271K 14,505 -1,300 -8%
Northern Trust
18
Northern Trust
Illinois
$207K 11,120 +79 +0.7%
Morgan Stanley
19
Morgan Stanley
New York
$171K 9,200 +5,000 +119%
Wells Fargo
20
Wells Fargo
California
$119K 6,363 +6,363 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$105K 5,617 +100 +2%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$19K 1,000 – –
AIM
23
Acrospire Investment Management
Illinois
$11K 600 +200 +50%
OAM
24
Orinda Asset Management
California
– – -2,635 Closed
TRCT
25
Tower Research Capital (TRC)
New York
– – -169 Closed