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BANX

ArrowMark Financial

23 hedge funds and large institutions have $38.2M invested in ArrowMark Financial in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

10% more capital invested

Capital invested by funds: $34.7M → $38.2M (+$3.55M)

10% more funds holding

Funds holding: 2123 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
23
Holders Change
+2
Holders Change %
+9.52%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
9
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$11.2M +$85.2K +4,552 +0.8%
FAM
2
Fenimore Asset Management
New York
$4.96M -$79.5K -4,250 -2%
UCFA
3
United Capital Financial Advisors
Texas
$4.08M
OA
4
Oxbow Advisors
Texas
$3.59M +$863K +46,151 +32%
DRZID
5
DePrince Race & Zollo Inc (DRZ)
Florida
$3.21M -$1.18K -63 -0%
NRCM
6
Northern Right Capital Management
Connecticut
$2.08M
MI
7
M3F Inc
Utah
$1.87M
GIM
8
Greenwich Investment Management
Connecticut
$1.24M +$1.24M +66,200 New
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.23M
BTS
10
BB&T Securities
Virginia
$1.05M -$190K -10,156 -15%
Stifel Financial
11
Stifel Financial
Missouri
$754K +$72K +3,851 +11%
TMC
12
Trellus Management Company
Florida
$724K
OC
13
Oppenheimer & Co
New York
$492K +$26.8K +1,435 +6%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$307K +$308K +16,459 New
CHAM
15
Clear Harbor Asset Management
Connecticut
$304K +$117K +6,263 +63%
VHAM
16
Van Hulzen Asset Management
California
$280K +$281K +15,000 New
GCP
17
GSA Capital Partners
United Kingdom
$271K -$24.3K -1,300 -8%
Northern Trust
18
Northern Trust
Illinois
$207K +$1.48K +79 +0.7%
Morgan Stanley
19
Morgan Stanley
New York
$171K +$93.5K +5,000 +119%
Wells Fargo
20
Wells Fargo
California
$119K +$119K +6,363 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$105K +$1.87K +100 +2%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$19K
AIM
23
Acrospire Investment Management
Illinois
$11K +$3.74K +200 +50%
OAM
24
Orinda Asset Management
California
-$46K -2,635 Closed
TRCT
25
Tower Research Capital (TRC)
New York
-$3K -169 Closed

BANX Hedge Fund Activity: Q3 2016 in Review

23 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q3 2016, worth a combined $38.2M — up 10% from $34.7M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BANX positions and 2 closed out — a net gain of 2 holders — while 9 added to existing stakes and 4 trimmed.

The largest buyer was Greenwich Investment Management, opening a new position worth an estimated $1.24M. The largest seller was BB&T Securities, cutting an estimated $190K.

  • 23 institutional investors held ArrowMark Financial (BANX) as of Q3 2016, up from 21 in Q2 2016.
  • Funds reported $38.2M of ArrowMark Financial stock for Q3 2016, up 10% quarter-over-quarter.
  • 4 funds opened new ArrowMark Financial positions in Q3 2016 and 2 closed out, a net change of +2 holders.
  • The largest ArrowMark Financial buyer in Q3 2016 was Greenwich Investment Management, an estimated $1.24M added.
  • The largest ArrowMark Financial seller in Q3 2016 was BB&T Securities, an estimated $190K sold.

Based on aggregated 13F filings for Q3 2016.