BANX

ArrowMark Financial
BANX

Overview Fund Activity

28 hedge funds and large institutions have $32.6M invested in ArrowMark Financial in 2023 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
28
Holders Change
+2
Holders Change %
+7.69%
% of All Funds
0.41%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
3
Increased
8
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$4.03M
2
Citadel Advisors
2
Citadel Advisors
Florida
$227K
3
Morgan Stanley
3
Morgan Stanley
New York
$408K
4
Osaic Holdings
4
Osaic Holdings
Arizona
$4.85M
5
PAIM
5
Punch & Associates Investment Management
Minnesota
$1.34M

Top Sellers

1
PNC Financial Services Group
1
PNC Financial Services Group
Pennsylvania
$472K
2
ACH
2
ArrowMark Colorado Holdings
Colorado
$8.07M
3
Stifel Financial
3
Stifel Financial
Missouri
$3.53M
4
UCFA
4
United Capital Financial Advisors
Texas
$0
5
GIM
5
Greenwich Investment Management
Connecticut
$5.71M
Name Market Value Shares Shares
Change 		Shares
Change %
ACH
1
ArrowMark Colorado Holdings
Colorado
$8.07M 445,576 -35,033 -7%
GIM
2
Greenwich Investment Management
Connecticut
$5.71M 314,976 -6,490 -2%
Osaic Holdings
3
Osaic Holdings
Arizona
$4.85M 267,243 +7,736 +3%
RJFSA
4
Raymond James Financial Services Advisors
Florida
$4.03M 222,034 +16,408 +8%
Stifel Financial
5
Stifel Financial
Missouri
$3.53M 194,350 -24,790 -11%
PAIM
6
Punch & Associates Investment Management
Minnesota
$1.34M 73,897 +5,827 +9%
BPA
7
Beacon Pointe Advisors
California
$1.1M 60,522 -2,640 -4%
BA
8
Bard Associates
Illinois
$817K 43,690 -401 -0.9%
CIA
9
Capital Investment Advisors
Georgia
$586K 32,250 +1,250 +4%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$472K 26,000 -40,000 -61%
Morgan Stanley
11
Morgan Stanley
New York
$408K 22,482 +11,942 +113%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$372K 20,473 -457 -2%
OA
13
Oxbow Advisors
Texas
$344K 18,968 -1,252 -6%
Citadel Advisors
14
Citadel Advisors
Florida
$227K 12,515 +12,515 New
MFG
15
Magnus Financial Group
New York
$208K 11,446 +276 +2%
CRC
16
Curi RMB Capital
Illinois
$186K 10,244 +244 +2%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$86K 4,731 – –
Bank of America
18
Bank of America
North Carolina
$82.6K 4,550 – –
UB
19
UMB Bank
Missouri
$49K 2,700 – –
CSC
20
Caldwell Sutter Capital
California
$37.1K 2,041 – –
HCM
21
Highlander Capital Management
New Jersey
$29.1K 1,600 – –
PFA
22
Pathway Financial Advisers
Indiana
$13.6K 750 – –
UBS Group
23
UBS Group
Switzerland
$12.2K 670 +460 +219%
AWM
24
Able Wealth Management
New Jersey
$10K 552 +552 New
SIS
25
Sound Income Strategies
Florida
$8.17K 450 – –
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