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BANX

ArrowMark Financial

44 hedge funds and large institutions have $39.2M invested in ArrowMark Financial in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed

19% more funds holding

Funds holding: 3744 (+7)

3% less capital invested

Capital invested by funds: $40.5M → $39.2M (-$1.26M)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

1.05% less ownership

Funds ownership: 27.84%26.79% (-1.1%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
44
Holders Change
+7
Holders Change %
+18.92%
% of All Funds
0.87%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
13
Reduced
14
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$6.32M -$2.13M -93,963 -25%
OA
2
Oxbow Advisors
Texas
$5.74M -$703K -31,049 -11%
HCM
3
Hilton Capital Management
New York
$5.17M +$340K +15,026 +7%
UCFA
4
United Capital Financial Advisors
Texas
$3.65M -$113K -5,000 -3%
GIM
5
Greenwich Investment Management
Connecticut
$3.57M -$240K -10,597 -6%
Stifel Financial
6
Stifel Financial
Missouri
$2.91M +$282K +12,441 +11%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.85M -$195K -8,631 -6%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.47M
BC
9
Brinker Capital
Pennsylvania
$767K +$114K +5,019 +17%
Acadian Asset Management
10
Acadian Asset Management
Massachusetts
$658K +$400K +17,674 +150%
Truist Financial
11
Truist Financial
North Carolina
$597K +$606K +26,780 New
OGC
12
Oak Grove Capital
New Hampshire
$537K -$45.3K -2,000 -8%
VHAM
13
Van Hulzen Asset Management
California
$490K -$52.3K -2,310 -10%
BA
14
Bard Associates
Illinois
$422K -$6.79K -300 -2%
Northern Trust
15
Northern Trust
Illinois
$344K +$42.2K +1,866 +14%
OC
16
Oppenheimer & Co
New York
$330K +$2.58K +114 +0.8%
CHAM
17
Clear Harbor Asset Management
Connecticut
$329K
Creative Planning
18
Creative Planning
Kansas
$321K -$12.5K -553 -4%
OAM
19
Oxford Asset Management
United Kingdom
$263K +$266K +11,741 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$262K +$47.5K +2,097 +22%
CWM
21
Concentric Wealth Management
California
$253K +$257K +11,350 New
Man Group
22
Man Group
United Kingdom
$225K
Baird Financial Group
23
Baird Financial Group
Wisconsin
$216K +$8.89K +393 +4%
PAG
24
Private Advisor Group
New Jersey
$215K
Morgan Stanley
25
Morgan Stanley
New York
$195K +$3.96K +175 +2%

BANX Hedge Fund Activity: Q4 2019 in Review

44 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q4 2019, worth a combined $39.2M — down 3.1% from $40.5M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new BANX positions and 0 closed out — a net gain of 8 holders — while 13 added to existing stakes and 14 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $606K. The largest seller was Punch & Associates Investment Management, cutting an estimated $2.13M.

  • 44 institutional investors held ArrowMark Financial (BANX) as of Q4 2019, up from 37 in Q3 2019.
  • Funds reported $39.2M of ArrowMark Financial stock for Q4 2019, down 3.1% quarter-over-quarter.
  • 8 funds opened new ArrowMark Financial positions in Q4 2019 and 0 closed out, a net change of +8 holders.
  • The largest ArrowMark Financial buyer in Q4 2019 was Truist Financial, an estimated $606K added.
  • The largest ArrowMark Financial seller in Q4 2019 was Punch & Associates Investment Management, an estimated $2.13M sold.

Based on aggregated 13F filings for Q4 2019.