BANX

ArrowMark Financial
BANX

Overview Fund Activity

44 hedge funds and large institutions have $39.2M invested in ArrowMark Financial in 2019 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and closing their positions.

Holders
44
Holders Change
+7
Holders Change %
+18.92%
% of All Funds
0.87%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
8
Increased
13
Reduced
14
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Truist Financial
1
Truist Financial
North Carolina
$597K
2
Acadian Asset Management
2
Acadian Asset Management
Massachusetts
$658K
3
HCM
3
Hilton Capital Management
New York
$5.17M
4
Stifel Financial
4
Stifel Financial
Missouri
$2.91M
5
OAM
5
Oxford Asset Management
United Kingdom
$263K

Top Sellers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$6.32M
2
OA
2
Oxbow Advisors
Texas
$5.74M
3
GIM
3
Greenwich Investment Management
Connecticut
$3.57M
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$2.85M
5
UCFA
5
United Capital Financial Advisors
Texas
$3.65M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$6.32M 283,488 -93,963 -25%
OA
2
Oxbow Advisors
Texas
$5.74M 257,302 -31,049 -11%
HCM
3
Hilton Capital Management
New York
$5.17M 231,828 +15,026 +7%
UCFA
4
United Capital Financial Advisors
Texas
$3.65M 163,750 -5,000 -3%
GIM
5
Greenwich Investment Management
Connecticut
$3.57M 160,226 -10,597 -6%
Stifel Financial
6
Stifel Financial
Missouri
$2.91M 130,189 +12,441 +11%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.85M 127,489 -8,631 -6%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.47M 66,000 – –
BC
9
Brinker Capital
Pennsylvania
$767K 33,979 +5,019 +17%
Acadian Asset Management
10
Acadian Asset Management
Massachusetts
$658K 29,427 +17,674 +150%
Truist Financial
11
Truist Financial
North Carolina
$597K 26,780 +26,780 New
OGC
12
Oak Grove Capital
New Hampshire
$537K 24,100 -2,000 -8%
VHAM
13
Van Hulzen Asset Management
California
$490K 21,990 -2,310 -10%
BA
14
Bard Associates
Illinois
$422K 18,935 -300 -2%
Northern Trust
15
Northern Trust
Illinois
$344K 15,384 +1,866 +14%
OC
16
Oppenheimer & Co
New York
$330K 14,794 +114 +0.8%
CHAM
17
Clear Harbor Asset Management
Connecticut
$329K 14,764 – –
Creative Planning
18
Creative Planning
Kansas
$321K 14,396 -553 -4%
OAM
19
Oxford Asset Management
United Kingdom
$263K 11,741 +11,741 New
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$262K 11,735 +2,097 +22%
CWM
21
Concentric Wealth Management
California
$253K 11,350 +11,350 New
Man Group
22
Man Group
United Kingdom
$225K 10,017 – –
Baird Financial Group
23
Baird Financial Group
Wisconsin
$216K 9,701 +393 +4%
PAG
24
Private Advisor Group
New Jersey
$215K 9,625 – –
Morgan Stanley
25
Morgan Stanley
New York
$195K 8,725 +175 +2%
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