BANX

ArrowMark Financial
BANX

Overview Fund Activity

27 hedge funds and large institutions have $45.9M invested in ArrowMark Financial in 2017 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 8 increasing their positions, 12 reducing their positions, and 3 closing their positions.

Holders
27
Holders Change
-1
Holders Change %
-3.57%
% of All Funds
0.67%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
8
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$1.91M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.66M
3
BA
3
Bard Associates
Illinois
$422K
4
BTS
4
BB&T Securities
Virginia
$248K
5
Morgan Stanley
5
Morgan Stanley
New York
$411K

Top Sellers

1
NRCM
1
Northern Right Capital Management
Connecticut
$0
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$11.2M
3
IP
3
Ironsides Partners
Massachusetts
$3.06M
4
STMM
4
South Texas Money Management
Texas
$0
5
DRZID
5
DePrince Race & Zollo Inc (DRZ)
Florida
$3.26M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$11.2M 548,201 -35,731 -6%
FAM
2
Fenimore Asset Management
New York
$5.05M 247,521 +24 +0%
OA
3
Oxbow Advisors
Texas
$4.89M 239,586 -2,296 -0.9%
UCFA
4
United Capital Financial Advisors
Texas
$4.33M 212,041 -5,000 -2%
DRZID
5
DePrince Race & Zollo Inc (DRZ)
Florida
$3.26M 160,007 -8,192 -5%
IP
6
Ironsides Partners
Massachusetts
$3.06M 150,106 -34,499 -19%
GIM
7
Greenwich Investment Management
Connecticut
$2.61M 128,141 -4,180 -3%
MI
8
M3F Inc
Utah
$2.02M 98,986 -2,500 -2%
Stifel Financial
9
Stifel Financial
Missouri
$1.91M 93,954 +36,245 +63%
LTFS
10
Ladenburg Thalmann Financial Services
Florida
$1.66M 81,237 +24,043 +42%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.35M 66,000 – –
OC
12
Oppenheimer & Co
New York
$632K 30,979 – –
TMC
13
Trellus Management Company
Florida
$527K 25,841 -4,201 -14%
VHAM
14
Van Hulzen Asset Management
California
$441K 21,600 – –
BA
15
Bard Associates
Illinois
$422K 20,685 +20,685 New
Morgan Stanley
16
Morgan Stanley
New York
$411K 20,110 +8,302 +70%
Creative Planning
17
Creative Planning
Kansas
$399K 19,543 -1,079 -5%
CHAM
18
Clear Harbor Asset Management
Connecticut
$327K 16,272 – –
Baird Financial Group
19
Baird Financial Group
Wisconsin
$319K 15,651 -288 -2%
Northern Trust
20
Northern Trust
Illinois
$262K 12,870 +1,240 +11%
BTS
21
BB&T Securities
Virginia
$248K 12,200 +12,200 New
Brown Advisory
22
Brown Advisory
Maryland
$212K 10,370 – –
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$146K 7,136 -2,150 -23%
Wells Fargo
24
Wells Fargo
California
$130K 6,362 +1 +0%
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$82K 4,000 +3,471 +656%
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