BANX

ArrowMark Financial
BANX

Overview Fund Activity

34 hedge funds and large institutions have $41.3M invested in ArrowMark Financial in 2017 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 1 closing their positions.

Holders
34
Holders Change
+6
Holders Change %
+21.43%
% of All Funds
0.77%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
7
Increased
9
Reduced
13
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$5.45M
2
Morgan Stanley
2
Morgan Stanley
New York
$634K
3
NI
3
Numeric Investors
Massachusetts
$332K
4
ICA
4
Infrastructure Capital Advisors
New York
$324K
5
Stifel Financial
5
Stifel Financial
Missouri
$2.36M

Top Sellers

1
IP
1
Ironsides Partners
Massachusetts
$0
2
DRZID
2
DePrince Race & Zollo Inc (DRZ)
Florida
$296K
3
Macquarie Group
3
Macquarie Group
Australia
$35K
4
FAM
4
Fenimore Asset Management
New York
$4.79M
5
OC
5
Oppenheimer & Co
New York
$534K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.7M 529,640 -208 -0%
OA
2
Oxbow Advisors
Texas
$5.45M 270,577 +34,536 +15%
FAM
3
Fenimore Asset Management
New York
$4.79M 238,045 -4,326 -2%
UCFA
4
United Capital Financial Advisors
Texas
$4.09M 203,641 -900 -0.4%
GIM
5
Greenwich Investment Management
Connecticut
$3.15M 156,574 +4,078 +3%
Stifel Financial
6
Stifel Financial
Missouri
$2.36M 117,311 +10,601 +10%
LTFS
7
Ladenburg Thalmann Financial Services
Florida
$2.05M 101,876 +5,595 +6%
MI
8
M3F Inc
Utah
$1.99M 98,886 – –
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.33M 66,000 – –
Morgan Stanley
10
Morgan Stanley
New York
$634K 31,506 +22,455 +248%
OC
11
Oppenheimer & Co
New York
$534K 26,530 -3,396 -11%
VHAM
12
Van Hulzen Asset Management
California
$471K 23,400 +1,800 +8%
BA
13
Bard Associates
Illinois
$418K 20,785 -300 -1%
Creative Planning
14
Creative Planning
Kansas
$361K 17,943 -968 -5%
NI
15
Numeric Investors
Massachusetts
$332K 16,490 +16,490 New
BTS
16
BB&T Securities
Virginia
$324K 16,100 – –
ICA
17
Infrastructure Capital Advisors
New York
$324K 16,100 +16,100 New
CHAM
18
Clear Harbor Asset Management
Connecticut
$309K 15,347 -875 -5%
DRZID
19
DePrince Race & Zollo Inc (DRZ)
Florida
$296K 14,728 -56,650 -79%
BRWA
20
B. Riley Wealth Advisors
Florida
$281K 13,959 +2,659 +24%
Northern Trust
21
Northern Trust
Illinois
$276K 13,726 +1,556 +13%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$234K 11,648 -463 -4%
Wells Fargo
23
Wells Fargo
California
$234K 11,617 +470 +4%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$154K 7,636 -500 -6%
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$89K 4,400 -1,315 -23%
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