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BANX

ArrowMark Financial

28 hedge funds and large institutions have $44.4M invested in ArrowMark Financial in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

4% more funds holding

Funds holding: 2728 (+1)

3% less capital invested

Capital invested by funds: $45.9M → $44.4M (-$1.45M)

1.47% less ownership

Funds ownership: 34.4%32.93% (-1.5%)

43% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 14

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
8
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.9M -$373K -18,353 -3%
FAM
2
Fenimore Asset Management
New York
$5M -$105K -5,150 -2%
OA
3
Oxbow Advisors
Texas
$4.87M -$72.1K -3,545 -1%
UCFA
4
United Capital Financial Advisors
Texas
$4.22M -$153K -7,500 -4%
GIM
5
Greenwich Investment Management
Connecticut
$3.15M +$496K +24,355 +19%
IP
6
Ironsides Partners
Massachusetts
$2.89M -$203K -10,000 -7%
Stifel Financial
7
Stifel Financial
Missouri
$2.2M +$260K +12,756 +14%
MI
8
M3F Inc
Utah
$2.04M -$2.04K -100 -0.1%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.99M +$306K +15,044 +19%
DRZID
10
DePrince Race & Zollo Inc (DRZ)
Florida
$1.47M -$1.8M -88,629 -55%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.36M
OC
12
Oppenheimer & Co
New York
$618K -$21.4K -1,053 -3%
VHAM
13
Van Hulzen Asset Management
California
$446K
BA
14
Bard Associates
Illinois
$435K +$8.14K +400 +2%
Creative Planning
15
Creative Planning
Kansas
$390K -$12.9K -632 -3%
CHAM
16
Clear Harbor Asset Management
Connecticut
$335K -$1.02K -50 -0.3%
BTS
17
BB&T Securities
Virginia
$332K +$79.4K +3,900 +32%
Macquarie Group
18
Macquarie Group
Australia
$274K +$271K +13,308 New
Northern Trust
19
Northern Trust
Illinois
$251K -$14.2K -700 -5%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$250K -$72K -3,540 -23%
BRWA
21
B. Riley Wealth Advisors
Florida
$234K +$230K +11,300 New
Wells Fargo
22
Wells Fargo
California
$230K +$97.4K +4,785 +75%
Morgan Stanley
23
Morgan Stanley
New York
$187K -$225K -11,059 -55%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$168K +$20.3K +1,000 +14%
JP Morgan Chase
25
JP Morgan Chase
New York
$118K +$34.9K +1,715 +43%

BANX Hedge Fund Activity: Q3 2017 in Review

28 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q3 2017, worth a combined $44.4M — down 3.1% from $45.9M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BANX positions and 3 closed out — a net gain of 1 holder — while 8 added to existing stakes and 14 trimmed.

The largest buyer was Greenwich Investment Management, adding an estimated $496K. The largest seller was DePrince Race & Zollo Inc (DRZ), cutting an estimated $1.8M.

  • 28 institutional investors held ArrowMark Financial (BANX) as of Q3 2017, up from 27 in Q2 2017.
  • Funds reported $44.4M of ArrowMark Financial stock for Q3 2017, down 3.1% quarter-over-quarter.
  • 4 funds opened new ArrowMark Financial positions in Q3 2017 and 3 closed out, a net change of +1 holder.
  • The largest ArrowMark Financial buyer in Q3 2017 was Greenwich Investment Management, an estimated $496K added.
  • The largest ArrowMark Financial seller in Q3 2017 was DePrince Race & Zollo Inc (DRZ), an estimated $1.8M sold.

Based on aggregated 13F filings for Q3 2017.