BANX

ArrowMark Financial
BANX

Overview Fund Activity

28 hedge funds and large institutions have $44.4M invested in ArrowMark Financial in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
28
Holders Change
+1
Holders Change %
+3.7%
% of All Funds
0.7%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
4
Increased
8
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
GIM
1
Greenwich Investment Management
Connecticut
$3.15M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$1.99M
3
Macquarie Group
3
Macquarie Group
Australia
$274K
4
Stifel Financial
4
Stifel Financial
Missouri
$2.2M
5
BRWA
5
B. Riley Wealth Advisors
Florida
$234K

Top Sellers

1
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$1.47M
2
TMC
2
Trellus Management Company
Florida
$0
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$10.9M
4
Morgan Stanley
4
Morgan Stanley
New York
$187K
5
Brown Advisory
5
Brown Advisory
Maryland
$0
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.9M 529,848 -18,353 -3%
FAM
2
Fenimore Asset Management
New York
$5M 242,371 -5,150 -2%
OA
3
Oxbow Advisors
Texas
$4.87M 236,041 -3,545 -1%
UCFA
4
United Capital Financial Advisors
Texas
$4.22M 204,541 -7,500 -4%
GIM
5
Greenwich Investment Management
Connecticut
$3.15M 152,496 +24,355 +19%
IP
6
Ironsides Partners
Massachusetts
$2.89M 140,106 -10,000 -7%
Stifel Financial
7
Stifel Financial
Missouri
$2.2M 106,710 +12,756 +14%
MI
8
M3F Inc
Utah
$2.04M 98,886 -100 -0.1%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$1.99M 96,281 +15,044 +19%
DRZID
10
DePrince Race & Zollo Inc (DRZ)
Florida
$1.47M 71,378 -88,629 -55%
PNC Financial Services Group
11
PNC Financial Services Group
Pennsylvania
$1.36M 66,000 – –
OC
12
Oppenheimer & Co
New York
$618K 29,926 -1,053 -3%
VHAM
13
Van Hulzen Asset Management
California
$446K 21,600 – –
BA
14
Bard Associates
Illinois
$435K 21,085 +400 +2%
Creative Planning
15
Creative Planning
Kansas
$390K 18,911 -632 -3%
CHAM
16
Clear Harbor Asset Management
Connecticut
$335K 16,222 -50 -0.3%
BTS
17
BB&T Securities
Virginia
$332K 16,100 +3,900 +32%
Macquarie Group
18
Macquarie Group
Australia
$274K 13,308 +13,308 New
Northern Trust
19
Northern Trust
Illinois
$251K 12,170 -700 -5%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$250K 12,111 -3,540 -23%
BRWA
21
B. Riley Wealth Advisors
Florida
$234K 11,300 +11,300 New
Wells Fargo
22
Wells Fargo
California
$230K 11,147 +4,785 +75%
Morgan Stanley
23
Morgan Stanley
New York
$187K 9,051 -11,059 -55%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$168K 8,136 +1,000 +14%
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$118K 5,715 +1,715 +43%
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