BANX

ArrowMark Financial
BANX

Overview Fund Activity

18 hedge funds and large institutions have $32.9M invested in ArrowMark Financial in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 1 reducing their positions, and 3 closing their positions.

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.48%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
1
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
BTS
1
BB&T Securities
Virginia
$6.22M
2
DRZID
2
DePrince Race & Zollo Inc (DRZ)
Florida
$7.5M
3
FAM
3
Fenimore Asset Management
New York
$4.01M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$1.74M
5
OA
5
Oxbow Advisors
Texas
$1.49M

Top Sellers

1
MVP
1
Miller Value Partners
Florida
$0
2
Goldman Sachs
2
Goldman Sachs
New York
$0
3
TRCT
3
Tower Research Capital (TRC)
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$7.5M 385,388 +182,371 +90%
BTS
2
BB&T Securities
Virginia
$6.22M 31,925 +31,925 New
UCFA
3
United Capital Financial Advisors
Texas
$5.27M 270,541 +62,041 +30%
FAM
4
Fenimore Asset Management
New York
$4.01M 205,776 +123,875 +151%
CIM
5
Confluence Investment Management
Missouri
$3.26M 167,381 +433 +0.3%
PAIM
6
Punch & Associates Investment Management
Minnesota
$1.74M 89,326 +89,326 New
OA
7
Oxbow Advisors
Texas
$1.49M 76,739 +66,679 +663%
Stifel Financial
8
Stifel Financial
Missouri
$1.11M 56,847 +7,202 +15%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$778K 40,000 – –
TMC
10
Trellus Management Company
Florida
$758K 38,933 +8,200 +27%
ICAS
11
Investors Capital Advisory Services
Massachusetts
$323K 16,600 +2,000 +14%
OC
12
Oppenheimer & Co
New York
$274K 14,055 +510 +4%
Morgan Stanley
13
Morgan Stanley
New York
$87K 4,458 +4,058 +1,015%
UBS Group
14
UBS Group
Switzerland
$44K 2,253 +2,253 New
BRWM
15
B. Riley Wealth Management
Tennessee
$27K 1,429 – –
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$19K 1,000 – –
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$19K 1,000 +1,000 New
MVP
18
Miller Value Partners
Florida
– – -26,775 Closed
Goldman Sachs
19
Goldman Sachs
New York
– – -8,900 Closed
TRCT
20
Tower Research Capital (TRC)
New York
– – -398 Closed
Wells Fargo
21
Wells Fargo
California
$0 1 -4 -80%