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BANX

ArrowMark Financial

18 hedge funds and large institutions have $32.9M invested in ArrowMark Financial in 2014 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 1 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

900% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 1

55% more capital invested

Capital invested by funds: $21.3M → $32.9M (+$11.7M)

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

5% less funds holding

Funds holding: 1918 (-1)

Holders
18
Holders Change
-1
Holders Change %
-5.26%
% of All Funds
0.48%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
1
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$7.5M +$4.08M +182,371 +90%
BTS
2
BB&T Securities
Virginia
$6.21M +$713K +31,925 New
UCFA
3
United Capital Financial Advisors
Texas
$5.27M +$1.39M +62,041 +30%
FAM
4
Fenimore Asset Management
New York
$4.01M +$2.77M +123,875 +151%
CIM
5
Confluence Investment Management
Missouri
$3.26M +$9.68K +433 +0.3%
PAIM
6
Punch & Associates Investment Management
Minnesota
$1.74M +$2M +89,326 New
OA
7
Oxbow Advisors
Texas
$1.49M +$1.49M +66,679 +663%
Stifel Financial
8
Stifel Financial
Missouri
$1.11M +$161K +7,202 +15%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$778K
TMC
10
Trellus Management Company
Florida
$758K +$183K +8,200 +27%
ICAS
11
Investors Capital Advisory Services
Massachusetts
$323K +$44.7K +2,000 +14%
OC
12
Oppenheimer & Co
New York
$274K +$11.4K +510 +4%
Morgan Stanley
13
Morgan Stanley
New York
$87K +$90.7K +4,058 +1,015%
UBS Group
14
UBS Group
Switzerland
$44K +$50.3K +2,253 New
BRWM
15
B. Riley Wealth Management
Tennessee
$27K
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$19K
Bank of Montreal
17
Bank of Montreal
Ontario, Canada
$19K +$22.3K +1,000 New
MVP
18
Miller Value Partners
Florida
-$674K -26,775 Closed
Goldman Sachs
19
Goldman Sachs
New York
-$224K -8,900 Closed
TRCT
20
Tower Research Capital (TRC)
New York
-$10K -398 Closed
Wells Fargo
21
Wells Fargo
California
-$89 -4 -80%

BANX Hedge Fund Activity: Q4 2014 in Review

18 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q4 2014, worth a combined $32.9M — up 55% from $21.3M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new BANX positions and 3 closed out — a net gain of 1 holder — while 10 added to existing stakes and 1 trimmed.

The largest buyer was DePrince Race & Zollo Inc (DRZ), adding an estimated $4.08M. The largest seller was Miller Value Partners, exiting entirely with an estimated $674K sold.

  • 18 institutional investors held ArrowMark Financial (BANX) as of Q4 2014, down from 19 in Q3 2014.
  • Funds reported $32.9M of ArrowMark Financial stock for Q4 2014, up 55% quarter-over-quarter.
  • 4 funds opened new ArrowMark Financial positions in Q4 2014 and 3 closed out, a net change of +1 holder.
  • The largest ArrowMark Financial buyer in Q4 2014 was DePrince Race & Zollo Inc (DRZ), an estimated $4.08M added.
  • The largest ArrowMark Financial seller in Q4 2014 was Miller Value Partners, an estimated $674K sold.

Based on aggregated 13F filings for Q4 2014.