BANX

ArrowMark Financial
BANX

Overview Fund Activity

16 hedge funds and large institutions have $27.3M invested in ArrowMark Financial in 2015 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 4 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
16
Holders Change
-2
Holders Change %
-11.11%
% of All Funds
0.45%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
4
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$7.4M
2
Morgan Stanley
2
Morgan Stanley
New York
$185K
3
OA
3
Oxbow Advisors
Texas
$1.65M
4
Wells Fargo
4
Wells Fargo
California
$58K
5
UBS Group
5
UBS Group
Switzerland
$13K

Top Sellers

1
CIM
1
Confluence Investment Management
Missouri
$0
2
ICAS
2
Investors Capital Advisory Services
Massachusetts
$0
3
DRZID
3
DePrince Race & Zollo Inc (DRZ)
Florida
$5.02M
4
OC
4
Oppenheimer & Co
New York
$464K
5
UCFA
5
United Capital Financial Advisors
Texas
$4.48M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$7.4M 439,682 +49,341 +13%
DRZID
2
DePrince Race & Zollo Inc (DRZ)
Florida
$5.02M 298,683 -10,625 -3%
FAM
3
Fenimore Asset Management
New York
$4.92M 292,401 -2,250 -0.8%
UCFA
4
United Capital Financial Advisors
Texas
$4.48M 266,041 -6,000 -2%
OA
5
Oxbow Advisors
Texas
$1.65M 97,832 +8,058 +9%
Stifel Financial
6
Stifel Financial
Missouri
$1.08M 64,406 -3,966 -6%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$672K 40,000 – –
BTS
8
BB&T Securities
Virginia
$668K 39,725 -5,200 -12%
TMC
9
Trellus Management Company
Florida
$655K 38,933 – –
OC
10
Oppenheimer & Co
New York
$464K 27,625 -6,150 -18%
Morgan Stanley
11
Morgan Stanley
New York
$185K 11,000 +11,000 New
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$71K 4,197 – –
Wells Fargo
13
Wells Fargo
California
$58K 3,400 +3,399 +339,900%
LTFS
14
Ladenburg Thalmann Financial Services
Florida
$17K 1,000 -1,350 -57%
UBS Group
15
UBS Group
Switzerland
$13K 800 +280 +54%
TRCT
16
Tower Research Capital (TRC)
New York
$4K 208 -979 -82%
CIM
17
Confluence Investment Management
Missouri
– – -70,000 Closed
ICAS
18
Investors Capital Advisory Services
Massachusetts
– – -10,500 Closed
Bank of America
19
Bank of America
North Carolina
– – -2,000 Closed