BANX

ArrowMark Financial
BANX

Overview Fund Activity

33 hedge funds and large institutions have $38.3M invested in ArrowMark Financial in 2019 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 9 increasing their positions, 12 reducing their positions, and 2 closing their positions.

Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
2
Increased
9
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HCM
1
Hilton Capital Management
New York
$3.01M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$3.01M
3
OGC
3
Oak Grove Capital
New Hampshire
$569K
4
OA
4
Oxbow Advisors
Texas
$6.2M
5
SCA
5
Stonebridge Capital Advisors
Minnesota
$41K

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$2.18M
2
Baird Financial Group
2
Baird Financial Group
Wisconsin
$0
3
PAIM
3
Punch & Associates Investment Management
Minnesota
$9.01M
4
SEI Investments
4
SEI Investments
Pennsylvania
$0
5
Man Group
5
Man Group
United Kingdom
$788K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$9.01M 413,169 -9,468 -2%
OA
2
Oxbow Advisors
Texas
$6.2M 284,392 +3,185 +1%
UCFA
3
United Capital Financial Advisors
Texas
$3.81M 174,750 – –
GIM
4
Greenwich Investment Management
Connecticut
$3.69M 169,168 +882 +0.5%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$3.01M 138,106 +3,646 +3%
HCM
6
Hilton Capital Management
New York
$3.01M 137,873 +83,040 +151%
Stifel Financial
7
Stifel Financial
Missouri
$2.18M 100,312 -25,765 -20%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.44M 66,000 – –
Man Group
9
Man Group
United Kingdom
$788K 36,154 -4,162 -10%
OGC
10
Oak Grove Capital
New Hampshire
$569K 26,100 +3,584 +16%
VHAM
11
Van Hulzen Asset Management
California
$512K 23,500 – –
BC
12
Brinker Capital
Pennsylvania
$486K 22,271 +773 +4%
BTS
13
BB&T Securities
Virginia
$478K 21,962 -199 -0.9%
BA
14
Bard Associates
Illinois
$430K 19,735 – –
OC
15
Oppenheimer & Co
New York
$352K 16,156 – –
Creative Planning
16
Creative Planning
Kansas
$333K 15,266 -949 -6%
CHAM
17
Clear Harbor Asset Management
Connecticut
$322K 14,764 -220 -1%
Northern Trust
18
Northern Trust
Illinois
$312K 14,320 – –
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$245K 11,241 -357 -3%
Acadian Asset Management
20
Acadian Asset Management
Massachusetts
$239K 10,936 -1,998 -15%
Morgan Stanley
21
Morgan Stanley
New York
$221K 10,150 -200 -2%
Wells Fargo
22
Wells Fargo
California
$157K 7,237 -1,587 -18%
AG
23
Advisor Group
Arizona
$117K 5,372 +339 +7%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$109K 5,000 – –
JPMorgan Chase & Co
25
JPMorgan Chase & Co
New York
$96K 4,443 -3,602 -45%
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