BANX

ArrowMark Financial
BANX

Overview Fund Activity

37 hedge funds and large institutions have $40.5M invested in ArrowMark Financial in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
37
Holders Change
+4
Holders Change %
+12.12%
% of All Funds
0.81%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
11
Reduced
14
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HCM
Hilton Capital Management
New York
+$1.75M
2
Stifel Financial
Stifel Financial
Missouri
+$387K
3
PAG
Private Advisor Group
New Jersey
+$218K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$214K
5
Baird Financial Group
Baird Financial Group
Wisconsin
+$206K

Top Sellers

1
PAIM
Punch & Associates Investment Management
Minnesota
-$791K
2
Man Group
Man Group
United Kingdom
-$579K
3
UCFA
United Capital Financial Advisors
Texas
-$133K
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$84.9K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
-$44K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$8.36M -$791K -35,718 -9%
OA
2
Oxbow Advisors
Texas
$6.39M +$87.7K +3,959 +1%
HCM
3
Hilton Capital Management
New York
$4.8M +$1.75M +78,929 +57%
GIM
4
Greenwich Investment Management
Connecticut
$3.79M +$36.7K +1,655 +1%
UCFA
5
United Capital Financial Advisors
Texas
$3.74M -$133K -6,000 -3%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$3.02M -$44K -1,986 -1%
Stifel Financial
7
Stifel Financial
Missouri
$2.62M +$387K +17,436 +17%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.46M – – –
BC
9
Brinker Capital
Pennsylvania
$642K +$148K +6,689 +30%
OGC
10
Oak Grove Capital
New Hampshire
$578K – – –
VHAM
11
Van Hulzen Asset Management
California
$538K +$17.7K +800 +3%
BTS
12
BB&T Securities
Virginia
$481K -$3.84K -174 -0.8%
BA
13
Bard Associates
Illinois
$426K -$11.1K -500 -3%
Creative Planning
14
Creative Planning
Kansas
$331K -$7.02K -317 -2%
CHAM
15
Clear Harbor Asset Management
Connecticut
$327K – – –
OC
16
Oppenheimer & Co
New York
$325K -$32.7K -1,476 -9%
Northern Trust
17
Northern Trust
Illinois
$299K -$17.7K -802 -6%
Acadian Asset Management
18
Acadian Asset Management
Massachusetts
$259K +$18K +817 +7%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$249K +$44 +2 +0%
Man Group
20
Man Group
United Kingdom
$222K -$579K -26,137 -72%
PAG
21
Private Advisor Group
New Jersey
$218K +$218K +9,625 New
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$214K +$214K +9,638 New
Baird Financial Group
23
Baird Financial Group
Wisconsin
$206K +$206K +9,308 New
Morgan Stanley
24
Morgan Stanley
New York
$189K -$35.4K -1,600 -16%
BAM
25
Belpointe Asset Management
Nevada
$182K +$182K +8,172 New
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