BANX

ArrowMark Financial
BANX

Overview Fund Activity

17 hedge funds and large institutions have $29.3M invested in ArrowMark Financial in 2015 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 3 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
17
Holders Change
+1
Holders Change %
+6.25%
% of All Funds
0.45%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
2
Increased
3
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NRCM
1
Northern Right Capital Management
Connecticut
$1.74M
2
PAIM
2
Punch & Associates Investment Management
Minnesota
$8.52M
3
OA
3
Oxbow Advisors
Texas
$2.36M
4
Northern Trust
4
Northern Trust
Illinois
$180K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$84K

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$588K
2
FAM
2
Fenimore Asset Management
New York
$4.51M
3
DRZID
3
DePrince Race & Zollo Inc (DRZ)
Florida
$4.67M
4
BTS
4
BB&T Securities
Virginia
$563K
5
Morgan Stanley
5
Morgan Stanley
New York
$116K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$8.52M 522,448 +82,766 +19%
DRZID
2
DePrince Race & Zollo Inc (DRZ)
Florida
$4.67M 286,197 -12,486 -4%
FAM
3
Fenimore Asset Management
New York
$4.51M 276,351 -16,050 -5%
UCFA
4
United Capital Financial Advisors
Texas
$4.3M 263,541 -2,500 -0.9%
OA
5
Oxbow Advisors
Texas
$2.36M 144,866 +47,034 +48%
NRCM
6
Northern Right Capital Management
Connecticut
$1.74M 106,649 +106,649 New
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$652K 40,000 – –
TMC
8
Trellus Management Company
Florida
$632K 38,792 -141 -0.4%
Stifel Financial
9
Stifel Financial
Missouri
$588K 36,050 -28,356 -44%
BTS
10
BB&T Securities
Virginia
$563K 34,575 -5,150 -13%
OC
11
Oppenheimer & Co
New York
$410K 25,101 -2,524 -9%
Northern Trust
12
Northern Trust
Illinois
$180K 11,062 +11,062 New
Morgan Stanley
13
Morgan Stanley
New York
$116K 7,100 -3,900 -35%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$84K 5,137 +940 +22%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$16K 1,000 – –
UBS Group
16
UBS Group
Switzerland
$5K 280 -520 -65%
TRCT
17
Tower Research Capital (TRC)
New York
$2K 66 -142 -68%
Wells Fargo
18
Wells Fargo
California
– – -3,400 Closed