BANX

ArrowMark Financial
BANX

Overview Fund Activity

28 hedge funds and large institutions have $46.5M invested in ArrowMark Financial in 2017 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
28
Holders Change
–
Holders Change %
0%
% of All Funds
0.7%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
3
Increased
9
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$1.14M
2
OA
Oxbow Advisors
Texas
+$997K
3
GIM
Greenwich Investment Management
Connecticut
+$543K
4
STMM
South Texas Money Management
Texas
+$267K
5
Stifel Financial
Stifel Financial
Missouri
+$132K

Top Sellers

1
NRCM
Northern Right Capital Management
Connecticut
-$1.24M
2
BTS
BB&T Securities
Virginia
-$1.05M
3
PAIM
Punch & Associates Investment Management
Minnesota
-$429K
4
Goldman Sachs
Goldman Sachs
New York
-$194K
5
TMC
Trellus Management Company
Florida
-$177K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$11.8M -$429K -21,272 -4%
FAM
2
Fenimore Asset Management
New York
$4.99M +$21.6K +1,073 +0.4%
OA
3
Oxbow Advisors
Texas
$4.88M +$997K +49,466 +26%
UCFA
4
United Capital Financial Advisors
Texas
$4.38M -$20.2K -1,000 -0.5%
IP
5
Ironsides Partners
Massachusetts
$3.72M -$21.4K -1,063 -0.6%
DRZID
6
DePrince Race & Zollo Inc (DRZ)
Florida
$3.39M -$57.9K -2,872 -2%
GIM
7
Greenwich Investment Management
Connecticut
$2.67M +$543K +26,930 +26%
MI
8
M3F Inc
Utah
$2.05M – – –
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.33M – – –
Stifel Financial
10
Stifel Financial
Missouri
$1.16M +$132K +6,564 +13%
LTFS
11
Ladenburg Thalmann Financial Services
Florida
$1.15M +$1.14M +56,694 +11,339%
NRCM
12
Northern Right Capital Management
Connecticut
$1.01M -$1.24M -61,583 -55%
OC
13
Oppenheimer & Co
New York
$625K -$6.76K -335 -1%
TMC
14
Trellus Management Company
Florida
$606K -$177K -8,750 -23%
VHAM
15
Van Hulzen Asset Management
California
$435K – – –
Creative Planning
16
Creative Planning
Kansas
$416K -$137K -6,802 -25%
CHAM
17
Clear Harbor Asset Management
Connecticut
$328K – – –
Baird Financial Group
18
Baird Financial Group
Wisconsin
$321K +$25.8K +1,279 +9%
STMM
19
South Texas Money Management
Texas
$267K +$267K +13,260 New
Morgan Stanley
20
Morgan Stanley
New York
$238K -$30.1K -1,492 -11%
Northern Trust
21
Northern Trust
Illinois
$234K +$5.23K +260 +2%
Brown Advisory
22
Brown Advisory
Maryland
$209K -$3.83K -190 -2%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$187K +$59.8K +2,969 +47%
Wells Fargo
24
Wells Fargo
California
$128K – – –
UBS Group
25
UBS Group
Switzerland
$35K +$9.65K +477 +38%
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