Trellus Management Company’s ArrowMark Financial BANX Stock Holding History

Trellus Management Company’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-25,841	Closed	-$527K	–	77
2017 Q2	$527K	Sell	25,841 -4,201	-14%	-$84K	0.77%	42
2017 Q1	$606K	Sell	30,042 -8,750	-23%	-$172K	0.92%	36
2016 Q4	$725K	Hold	38,792	–	–	1.07%	27
2016 Q3	$724K	Hold	38,792	–	–	1.05%	30
2016 Q2	$711K	Hold	38,792	–	–	1.16%	28
2016 Q1	$671K	Hold	38,792	–	–	1.17%	21
2015 Q4	$632K	Sell	38,792 -141	-0.4%	-$2.41K	0.93%	32
2015 Q3	$655K	Hold	38,933	–	–	0.96%	29
2015 Q2	$674K	Hold	38,933	–	–	0.76%	42
2015 Q1	$699K	Hold	38,933	–	–	0.83%	36
2014 Q4	$758K	Buy	38,933 +8,200	+27%	+$183K	1.11%	28
2014 Q3	$773K	Hold	30,733	–	–	0.66%	41
2014 Q2	$780K	Buy	30,733 +633	+2%	+$16K	0.66%	41
2014 Q1	$740K	Buy	30,100 +100	+0.3%	+$2.48K	0.66%	39
2013 Q4	$737K	Buy	+30,000	New	+$753K	0.89%	31

Other funds holding BANX

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

FAM

Fenimore Asset Management Cobleskill, New York $4.83B AUM 9.09% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Ironsides Partners Boston, Massachusetts $27.7M AUM 1.11% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

M3F Inc Salt Lake City, Utah $404M AUM 17.61% 1-Year Est. Return

LTFS

Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

Trellus Management Company's BANX Position: Q3 2017 in Review

Trellus Management Company sold out of ArrowMark Financial (BANX) in Q3 2017, closing a stake of 25,841 shares — an estimated $527K sold.

Trellus Management Company first reported a position in BANX in Q4 2013 and held it in 15 quarters. The position peaked at $780K in Q2 2014. 28 funds tracked by Wall St. Rank hold BANX as of Q3 2017.

Trellus Management Company reported no remaining ArrowMark Financial position as of Q3 2017 after selling out during the quarter.
Trellus Management Company sold 25,841 ArrowMark Financial shares in Q3 2017, an estimated $527K.
Trellus Management Company first reported a position in ArrowMark Financial in Q4 2013 and held it in 15 quarters.
Trellus Management Company's ArrowMark Financial position peaked at $780K in Q2 2014.
28 funds tracked by Wall St. Rank held ArrowMark Financial as of Q3 2017.

Based on Trellus Management Company's 13F filing for Q3 2017, filed 19 Oct 2017.