Ladenburg Thalmann Financial Services’s ArrowMark Financial BANX Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$2.85M	Sell	127,489 -8,631	-6%	-$195K	0.02%	708
2019 Q3	$3.02M	Sell	136,120 -1,986	-1%	-$43.3K	0.02%	653
2019 Q2	$3.01M	Buy	138,106 +3,646	+3%	+$79.3K	0.02%	639
2019 Q1	$2.88M	Buy	134,460 +7,013	+6%	+$145K	0.02%	625
2018 Q4	$2.46M	Buy	127,447 +2,905	+2%	+$59.9K	0.02%	588
2018 Q3	$2.79M	Buy	124,542 +8,772	+8%	+$197K	0.02%	591
2018 Q2	$2.52M	Hold	115,770	–	–	0.02%	604
2018 Q1	$2.52M	Buy	115,770 +13,894	+14%	+$299K	0.02%	604
2017 Q4	$2.05M	Buy	101,876 +5,595	+6%	+$114K	0.02%	676
2017 Q3	$1.99M	Buy	96,281 +15,044	+19%	+$306K	0.02%	619
2017 Q2	$1.66M	Buy	81,237 +24,043	+42%	+$480K	0.02%	677
2017 Q1	$1.15M	Buy	57,194 +56,694	+11,339%	+$1.11M	0.01%	822
2016 Q4	$9K	Sell	500 -500	-50%	-$9.24K	﹤0.01%	3938
2016 Q3	$19K	Hold	1,000	–	–	﹤0.01%	3428
2016 Q2	$18K	Hold	1,000	–	–	﹤0.01%	3401
2016 Q1	$17K	Hold	1,000	–	–	﹤0.01%	3362
2015 Q4	$16K	Hold	1,000	–	–	﹤0.01%	3367
2015 Q3	$17K	Sell	1,000 -1,350	-57%	-$22.5K	﹤0.01%	3193
2015 Q2	$40K	Buy	2,350 +695	+42%	+$12.1K	﹤0.01%	2737
2015 Q1	$30K	Buy	1,655 +655	+66%	+$13.4K	﹤0.01%	2923
2014 Q4	$19K	Hold	1,000	–	–	﹤0.01%	3010
2014 Q3	$25K	Buy	+1,000	New	+$25.4K	﹤0.01%	2470

Other funds holding BANX

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return

HCM

Hilton Capital Management Garden City, New York $1.47B AUM 18.73% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

GIM

Greenwich Investment Management Norwalk, Connecticut $109M AUM 9.72% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $202B AUM 37.79% 1-Year Est. Return

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $83.7B AUM 27.22% 1-Year Est. Return

Ladenburg Thalmann Financial Services's BANX Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services reduced its ArrowMark Financial (BANX) stake by 6.3% in Q4 2019, selling an estimated $195K and leaving 127,489 shares worth $2.85M. The position accounts for 0.02% of the portfolio, ranked #708.

Ladenburg Thalmann Financial Services first reported a position in BANX in Q3 2014 and has held it in 22 quarters since. The position peaked at $3.02M in Q3 2019. 44 funds tracked by Wall St. Rank hold BANX as of Q4 2019.

Ladenburg Thalmann Financial Services held 127,489 shares of ArrowMark Financial worth $2.85M as of Q4 2019.
Ladenburg Thalmann Financial Services sold 8,631 ArrowMark Financial shares in Q4 2019, an estimated $195K.
ArrowMark Financial made up 0.02% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #708 holding.
Ladenburg Thalmann Financial Services first reported a position in ArrowMark Financial in Q3 2014 and has held it in 22 quarters since.
Ladenburg Thalmann Financial Services's ArrowMark Financial position peaked at $3.02M in Q3 2019.
44 funds tracked by Wall St. Rank held ArrowMark Financial as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.