BANX

ArrowMark Financial
BANX

Overview Fund Activity

35 hedge funds and large institutions have $40M invested in ArrowMark Financial in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
35
Holders Change
+3
Holders Change %
+9.38%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
11
Reduced
12
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Man Group
Man Group
United Kingdom
+$271K
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$138K
3
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management
Wisconsin
+$114K
4
Stifel Financial
Stifel Financial
Missouri
+$73.3K
5
Wells Fargo
Wells Fargo
California
+$59.6K

Top Sellers

1
FAM
Fenimore Asset Management
New York
-$1.63M
2
PAIM
Punch & Associates Investment Management
Minnesota
-$816K
3
GIM
Greenwich Investment Management
Connecticut
-$454K
4
MI
M3F Inc
Utah
-$366K
5
UCFA
United Capital Financial Advisors
Texas
-$160K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$8.86M -$816K -35,642 -8%
OA
2
Oxbow Advisors
Texas
$6.09M -$80.4K -3,511 -1%
UCFA
3
United Capital Financial Advisors
Texas
$4.64M -$160K -7,000 -3%
FAM
4
Fenimore Asset Management
New York
$3.75M -$1.63M -71,292 -30%
GIM
5
Greenwich Investment Management
Connecticut
$3.24M -$454K -19,829 -12%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$2.52M – – –
Stifel Financial
7
Stifel Financial
Missouri
$2.23M +$73.3K +3,213 +3%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.51M – – –
Man Group
9
Man Group
United Kingdom
$1.31M +$271K +11,821 +26%
Morgan Stanley
10
Morgan Stanley
New York
$733K -$71.7K -3,132 -9%
OC
11
Oppenheimer & Co
New York
$636K -$21.6K -945 -3%
VHAM
12
Van Hulzen Asset Management
California
$536K +$11.5K +500 +2%
BTS
13
BB&T Securities
Virginia
$477K +$30.1K +1,318 +7%
BA
14
Bard Associates
Illinois
$452K -$1.15K -50 -0.3%
Creative Planning
15
Creative Planning
Kansas
$450K +$1.01K +44 +0.2%
BRWA
16
B. Riley Wealth Advisors
Florida
$371K +$11.5K +500 +3%
CHAM
17
Clear Harbor Asset Management
Connecticut
$348K – – –
Wells Fargo
18
Wells Fargo
California
$345K +$59.6K +2,609 +21%
Northern Trust
19
Northern Trust
Illinois
$318K -$2.29K -100 -0.7%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$233K -$22.4K -977 -9%
JPMorgan Chase & Co
21
JPMorgan Chase & Co
New York
$233K +$138K +6,022 +146%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$205K +$13.4K +583 +7%
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$114K +$114K +5,000 New
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$79K +$985 +43 +1%
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$56K +$56K +2,440 New
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