BANX

ArrowMark Financial
BANX

Overview Fund Activity

21 hedge funds and large institutions have $34.7M invested in ArrowMark Financial in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 5 closing their positions.

Holders
21
Holders Change
-2
Holders Change %
-8.7%
% of All Funds
0.56%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
3
Increased
9
Reduced
4
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.9M
2
MI
2
M3F Inc
Utah
$1.83M
3
GCP
3
GSA Capital Partners
United Kingdom
$290K
4
CHAM
4
Clear Harbor Asset Management
Connecticut
$184K
5
Stifel Financial
5
Stifel Financial
Missouri
$672K

Top Sellers

1
FAM
1
Fenimore Asset Management
New York
$4.95M
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$0
3
FTCM
3
First Trust Capital Management
Illinois
$0
4
UCFA
4
United Capital Financial Advisors
Texas
$3.93M
5
TRCT
5
Tower Research Capital (TRC)
New York
$3K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.9M 594,088 +50,985 +9%
FAM
2
Fenimore Asset Management
New York
$4.95M 269,775 -3,825 -1%
UCFA
3
United Capital Financial Advisors
Texas
$3.93M 218,391 -2,000 -0.9%
DRZID
4
DePrince Race & Zollo Inc (DRZ)
Florida
$3.15M 171,706 – –
OA
5
Oxbow Advisors
Texas
$2.69M 146,411 +1,728 +1%
NRCM
6
Northern Right Capital Management
Connecticut
$2.05M 111,649 – –
MI
7
M3F Inc
Utah
$1.83M 100,000 +36,409 +57%
BTS
8
BB&T Securities
Virginia
$1.22M 66,322 +4,192 +7%
PNC Financial Services Group
9
PNC Financial Services Group
Pennsylvania
$1.21M 66,000 – –
TMC
10
Trellus Management Company
Florida
$711K 38,792 – –
Stifel Financial
11
Stifel Financial
Missouri
$672K 36,635 +5,198 +17%
OC
12
Oppenheimer & Co
New York
$457K 24,901 +2,400 +11%
GCP
13
GSA Capital Partners
United Kingdom
$290K 15,805 +15,805 New
Northern Trust
14
Northern Trust
Illinois
$203K 11,041 +79 +0.7%
CHAM
15
Clear Harbor Asset Management
Connecticut
$184K 10,009 +10,009 New
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$101K 5,517 -120 -2%
Morgan Stanley
17
Morgan Stanley
New York
$77K 4,200 +1,513 +56%
OAM
18
Orinda Asset Management
California
$46K 2,635 +2,635 New
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$18K 1,000 – –
AIM
20
Acrospire Investment Management
Illinois
$7K 400 +64 +19%
TRCT
21
Tower Research Capital (TRC)
New York
$3K 169 -947 -85%
Northwestern Mutual Wealth Management
22
Northwestern Mutual Wealth Management
Wisconsin
– – -2,750 Closed
FTCM
23
First Trust Capital Management
Illinois
– – -2,635 Closed
DLHL
24
Donald L. Hagan LLC
Florida
– – -400 Closed
UBS Group
25
UBS Group
Switzerland
– – -256 Closed
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