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BANX

ArrowMark Financial
BANX

19 hedge funds and large institutions have $21.3M invested in ArrowMark Financial in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

36% more funds holding

Funds holding: 14 → 19 (+5)

4% less capital invested

Capital invested by funds: $22.1M → $21.3M (-$828K)

20% less repeat investments, than reductions

Existing positions increased: 4 | Existing positions reduced: 5

Holders
19
Holders Change
+5
Holders Change %
+35.71%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
4
Reduced
5
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
OC
Oppenheimer & Co
New York
+$343K
2
FAM
Fenimore Asset Management
New York
+$298K
3
OA
Oxbow Advisors
Texas
+$255K
4
Stifel Financial
Stifel Financial
Missouri
+$150K
5
U
UBS
Switzerland
+$44.4K

Top Sellers

Rank Fund Capital Flow
1
DRZID
DePrince Race & Zollo Inc (DRZ)
Florida
-$1.04M
2
CIM
Confluence Investment Management
Missouri
-$255K
3
UCFA
United Capital Financial Advisors
Texas
-$50.7K
4
Morgan Stanley
Morgan Stanley
New York
-$40.4K
5
TRCT
Tower Research Capital (TRC)
New York
-$2.13K
Name Holding Trade Value Shares
Change 		Change in
Stake
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$5.11M -$1.04M -41,045 -17%
UCFA
2
United Capital Financial Advisors
Texas
$4.87M -$50.7K -2,000 -1%
CIM
3
Confluence Investment Management
Missouri
$4.2M -$255K -10,077 -6%
FAM
4
Fenimore Asset Management
New York
$2.06M +$298K +11,750 +17%
Stifel Financial
5
Stifel Financial
Missouri
$1.25M +$150K +5,900 +13%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$1.01M – – –
TMC
7
Trellus Management Company
Florida
$773K – – –
MVP
8
Miller Value Partners
Florida
$674K – – –
ICAS
9
Investors Capital Advisory Services
Massachusetts
$367K – – –
OC
10
Oppenheimer & Co
New York
$341K +$343K +13,545 New
OA
11
Oxbow Advisors
Texas
$253K +$255K +10,060 New
Goldman Sachs
12
Goldman Sachs
New York
$224K – – –
U
13
UBS
Switzerland
$44K +$44.4K +1,753 New
BRWM
14
B. Riley Wealth Management
Tennessee
$35K +$203 +8 +0.6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$25K +$25.4K +1,000 New
GSC
16
Ground Swell Capital
South Carolina
$15K +$15.2K +600 New
Morgan Stanley
17
Morgan Stanley
New York
$10K -$40.4K -1,593 -80%
TRCT
18
Tower Research Capital (TRC)
New York
$10K -$2.13K -84 -17%
Wells Fargo
19
Wells Fargo
California
– +$101 +4 +400%

BANX Hedge Fund Activity: Q3 2014 in Review

19 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q3 2014, worth a combined $21.3M — down 3.7% from $22.1M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new BANX positions and 0 closed out — a net gain of 5 holders — while 4 added to existing stakes and 5 trimmed.

The largest buyer was Oppenheimer & Co, opening a new position worth an estimated $343K. The largest seller was DePrince Race & Zollo Inc (DRZ), cutting an estimated $1.04M.

  • 19 institutional investors held ArrowMark Financial (BANX) as of Q3 2014, up from 14 in Q2 2014.
  • Funds reported $21.3M of ArrowMark Financial stock for Q3 2014, down 3.7% quarter-over-quarter.
  • 5 funds opened new ArrowMark Financial positions in Q3 2014 and 0 closed out, a net change of +5 holders.
  • The largest ArrowMark Financial buyer in Q3 2014 was Oppenheimer & Co, an estimated $343K added.
  • The largest ArrowMark Financial seller in Q3 2014 was DePrince Race & Zollo Inc (DRZ), an estimated $1.04M sold.

Based on aggregated 13F filings for Q3 2014.