BANX

ArrowMark Financial
BANX

Overview Fund Activity

19 hedge funds and large institutions have $21.3M invested in ArrowMark Financial in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 4 increasing their positions, 5 reducing their positions, and 0 closing their positions.

Holders
19
Holders Change
+5
Holders Change %
+35.71%
% of All Funds
0.55%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
4
Reduced
5
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OC
1
Oppenheimer & Co
New York
$341K
2
FAM
2
Fenimore Asset Management
New York
$2.06M
3
OA
3
Oxbow Advisors
Texas
$253K
4
Stifel Financial
4
Stifel Financial
Missouri
$1.25M
5
U
5
UBS
Switzerland
$44K

Top Sellers

1
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$5.11M
2
CIM
2
Confluence Investment Management
Missouri
$4.2M
3
UCFA
3
United Capital Financial Advisors
Texas
$4.87M
4
Morgan Stanley
4
Morgan Stanley
New York
$10K
5
TRCT
5
Tower Research Capital (TRC)
New York
$10K
Name Market Value Shares Shares
Change 		Shares
Change %
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$5.11M 203,017 -41,045 -17%
UCFA
2
United Capital Financial Advisors
Texas
$4.87M 208,500 -2,000 -1%
CIM
3
Confluence Investment Management
Missouri
$4.2M 166,948 -10,077 -6%
FAM
4
Fenimore Asset Management
New York
$2.06M 81,901 +11,750 +17%
Stifel Financial
5
Stifel Financial
Missouri
$1.25M 49,645 +5,900 +13%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$1.01M 40,000 – –
TMC
7
Trellus Management Company
Florida
$773K 30,733 – –
MVP
8
Miller Value Partners
Florida
$674K 26,775 – –
ICAS
9
Investors Capital Advisory Services
Massachusetts
$367K 14,600 – –
OC
10
Oppenheimer & Co
New York
$341K 13,545 +13,545 New
OA
11
Oxbow Advisors
Texas
$253K 10,060 +10,060 New
Goldman Sachs
12
Goldman Sachs
New York
$224K 8,900 – –
U
13
UBS
Switzerland
$44K 1,753 +1,753 New
BRWM
14
B. Riley Wealth Management
Tennessee
$35K 1,429 +8 +0.6%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$25K 1,000 +1,000 New
GSC
16
Ground Swell Capital
South Carolina
$15K 600 +600 New
Morgan Stanley
17
Morgan Stanley
New York
$10K 400 -1,593 -80%
TRCT
18
Tower Research Capital (TRC)
New York
$10K 398 -84 -17%
Wells Fargo
19
Wells Fargo
California
$0 5 +4 +400%