BANX

ArrowMark Financial
BANX

Overview Fund Activity

32 hedge funds and large institutions have $40.8M invested in ArrowMark Financial in 2018 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 11 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
32
Holders Change
-2
Holders Change %
-5.88%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
13
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LTFS
Ladenburg Thalmann Financial Services
Florida
+$302K
2
UCFA
United Capital Financial Advisors
Texas
+$131K
3
GIM
Greenwich Investment Management
Connecticut
+$105K
4
Morgan Stanley
Morgan Stanley
New York
+$79.3K
5
BTS
BB&T Securities
Virginia
+$75.1K

Top Sellers

1
PAIM
Punch & Associates Investment Management
Minnesota
-$2.33M
2
MI
M3F Inc
Utah
-$1.78M
3
Stifel Financial
Stifel Financial
Missouri
-$495K
4
ICA
Infrastructure Capital Advisors
New York
-$324K
5
DRZID
DePrince Race & Zollo Inc (DRZ)
Florida
-$296K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$9.19M -$2.33M -106,924 -20%
OA
2
Oxbow Advisors
Texas
$5.87M -$20.5K -942 -0.3%
FAM
3
Fenimore Asset Management
New York
$5.11M -$63.1K -2,902 -1%
UCFA
4
United Capital Financial Advisors
Texas
$4.56M +$131K +6,000 +3%
GIM
5
Greenwich Investment Management
Connecticut
$3.51M +$105K +4,830 +3%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$2.52M +$302K +13,894 +14%
Stifel Financial
7
Stifel Financial
Missouri
$2.06M -$495K -22,734 -19%
PNC Financial Services Group
8
PNC Financial Services Group
Pennsylvania
$1.44M – – –
Man Group
9
Man Group
United Kingdom
$993K +$993K +45,501 New
Morgan Stanley
10
Morgan Stanley
New York
$764K +$79.3K +3,650 +12%
OC
11
Oppenheimer & Co
New York
$624K +$47.4K +2,182 +8%
VHAM
12
Van Hulzen Asset Management
California
$498K -$10.9K -500 -2%
BA
13
Bard Associates
Illinois
$430K -$21.7K -1,000 -5%
Creative Planning
14
Creative Planning
Kansas
$427K +$36.4K +1,672 +9%
BTS
15
BB&T Securities
Virginia
$425K +$75.1K +3,458 +21%
MI
16
M3F Inc
Utah
$366K -$1.78M -82,046 -83%
BRWA
17
B. Riley Wealth Advisors
Florida
$342K +$37.9K +1,741 +12%
CHAM
18
Clear Harbor Asset Management
Connecticut
$331K -$2.78K -128 -0.8%
Northern Trust
19
Northern Trust
Illinois
$304K +$5.61K +258 +2%
Wells Fargo
20
Wells Fargo
California
$271K +$18.8K +865 +7%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$243K -$10.6K -487 -4%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$182K +$15.7K +723 +9%
JPMorgan Chase & Co
23
JPMorgan Chase & Co
New York
$90K -$5.86K -269 -6%
Manulife (Manufacturers Life Insurance)
24
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$74K +$24K +1,106 +48%
TRCT
25
Tower Research Capital (TRC)
New York
$43K +$39.9K +1,852 +1,295%
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