BANX

ArrowMark Financial
BANX

Overview Fund Activity

28 hedge funds and large institutions have $43.5M invested in ArrowMark Financial in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 7 reducing their positions, and 1 closing their positions.

Holders
28
Holders Change
+5
Holders Change %
+21.74%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
6
Increased
10
Reduced
7
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IP
1
Ironsides Partners
Massachusetts
$3.47M
2
GIM
2
Greenwich Investment Management
Connecticut
$1.97M
3
Creative Planning
3
Creative Planning
Kansas
$513K
4
Stifel Financial
4
Stifel Financial
Missouri
$956K
5
Brown Advisory
5
Brown Advisory
Maryland
$197K

Top Sellers

1
FAM
1
Fenimore Asset Management
New York
$4.61M
2
GCP
2
GSA Capital Partners
United Kingdom
$0
3
Baird Financial Group
3
Baird Financial Group
Wisconsin
$274K
4
DRZID
4
DePrince Race & Zollo Inc (DRZ)
Florida
$3.2M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$9K
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$11.3M 605,204 +6,564 +1%
FAM
2
Fenimore Asset Management
New York
$4.61M 246,424 -19,101 -7%
UCFA
3
United Capital Financial Advisors
Texas
$4.08M 218,041 -350 -0.2%
OA
4
Oxbow Advisors
Texas
$3.6M 192,416 -146 -0.1%
IP
5
Ironsides Partners
Massachusetts
$3.47M 185,668 +185,668 New
DRZID
6
DePrince Race & Zollo Inc (DRZ)
Florida
$3.2M 171,071 -572 -0.3%
NRCM
7
Northern Right Capital Management
Connecticut
$2.09M 111,649 – –
GIM
8
Greenwich Investment Management
Connecticut
$1.97M 105,391 +39,191 +59%
MI
9
M3F Inc
Utah
$1.9M 101,486 +1,486 +1%
PNC Financial Services Group
10
PNC Financial Services Group
Pennsylvania
$1.23M 66,000 – –
BTS
11
BB&T Securities
Virginia
$1.05M 56,166 – –
Stifel Financial
12
Stifel Financial
Missouri
$956K 51,145 +10,659 +26%
TMC
13
Trellus Management Company
Florida
$725K 38,792 – –
OC
14
Oppenheimer & Co
New York
$585K 31,314 +4,978 +19%
Creative Planning
15
Creative Planning
Kansas
$513K 27,424 +27,424 New
VHAM
16
Van Hulzen Asset Management
California
$404K 21,600 +6,600 +44%
CHAM
17
Clear Harbor Asset Management
Connecticut
$304K 16,272 – –
Baird Financial Group
18
Baird Financial Group
Wisconsin
$274K 14,660 -1,799 -11%
Morgan Stanley
19
Morgan Stanley
New York
$248K 13,300 +4,100 +45%
Northern Trust
20
Northern Trust
Illinois
$212K 11,370 +250 +2%
Brown Advisory
21
Brown Advisory
Maryland
$197K 10,560 +10,560 New
Goldman Sachs
22
Goldman Sachs
New York
$194K 10,364 +10,364 New
Wells Fargo
23
Wells Fargo
California
$119K 6,361 -2 -0%
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$118K 6,317 +700 +12%
Acadian Asset Management
25
Acadian Asset Management
Massachusetts
$51K 2,737 +2,737 New
1
2