BANX

ArrowMark Financial
BANX

Overview Fund Activity

34 hedge funds and large institutions have $31.9M invested in ArrowMark Financial in 2018 Q4 according to their latest regulatory filings, with 2 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
12
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
+$680K
2
PAIM
Punch & Associates Investment Management
Minnesota
+$409K
3
UCFA
United Capital Financial Advisors
Texas
+$174K
4
OA
Oxbow Advisors
Texas
+$170K
5
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
+$143K

Top Sellers

1
FAM
Fenimore Asset Management
New York
-$2.27M
2
OC
Oppenheimer & Co
New York
-$256K
3
Baird Financial Group
Baird Financial Group
Wisconsin
-$247K
4
Morgan Stanley
Morgan Stanley
New York
-$221K
5
Man Group
Man Group
United Kingdom
-$203K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$8.02M +$409K +21,207 +5%
OA
2
Oxbow Advisors
Texas
$5.4M +$170K +8,824 +3%
UCFA
3
United Capital Financial Advisors
Texas
$3.62M +$174K +9,000 +5%
Stifel Financial
4
Stifel Financial
Missouri
$2.62M +$680K +35,313 +35%
GIM
5
Greenwich Investment Management
Connecticut
$2.57M -$156K -8,060 -6%
LTFS
6
Ladenburg Thalmann Financial Services
Florida
$2.46M +$56.1K +2,905 +2%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$1.27M -$7.72K -400 -0.6%
Man Group
8
Man Group
United Kingdom
$824K -$203K -10,507 -20%
VHAM
9
Van Hulzen Asset Management
California
$467K – – –
BTS
10
BB&T Securities
Virginia
$442K +$945 +49 +0.2%
Morgan Stanley
11
Morgan Stanley
New York
$407K -$221K -11,458 -35%
BA
12
Bard Associates
Illinois
$381K – – –
JPMorgan Chase & Co
13
JPMorgan Chase & Co
New York
$354K +$143K +7,394 +68%
Creative Planning
14
Creative Planning
Kansas
$343K -$29.9K -1,547 -8%
BRWA
15
B. Riley Wealth Advisors
Florida
$322K -$10.9K -563 -3%
OGC
16
Oak Grove Capital
New Hampshire
$309K +$96.6K +5,000 +45%
CHAM
17
Clear Harbor Asset Management
Connecticut
$291K – – –
OC
18
Oppenheimer & Co
New York
$278K -$256K -13,254 -48%
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$276K +$116K +6,024 +73%
Northern Trust
20
Northern Trust
Illinois
$271K -$11.7K -607 -4%
PAG
21
Private Advisor Group
New Jersey
$212K +$24.3K +1,259 +13%
Wells Fargo
22
Wells Fargo
California
$170K -$130K -6,731 -43%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$155K -$15.4K -800 -9%
SEI Investments
24
SEI Investments
Pennsylvania
$119K – – –
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$97K – – –
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