BANX

ArrowMark Financial
BANX

Overview Fund Activity

33 hedge funds and large institutions have $36.9M invested in ArrowMark Financial in 2019 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.72%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
3
Increased
11
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HCM
Hilton Capital Management
New York
+$1.18M
2
GIM
Greenwich Investment Management
Connecticut
+$750K
3
BC
Brinker Capital
Pennsylvania
+$461K
4
Baird Financial Group
Baird Financial Group
Wisconsin
+$209K
5
LTFS
Ladenburg Thalmann Financial Services
Florida
+$150K

Top Sellers

1
BRWA
B. Riley Wealth Advisors
Florida
-$322K
2
UCFA
United Capital Financial Advisors
Texas
-$272K
3
Morgan Stanley
Morgan Stanley
New York
-$231K
4
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$221K
5
PAG
Private Advisor Group
New Jersey
-$212K
Name Holding Trade Value Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$9.06M +$150K +7,001 +2%
OA
2
Oxbow Advisors
Texas
$6.03M +$27.4K +1,279 +0.5%
UCFA
3
United Capital Financial Advisors
Texas
$3.74M -$272K -12,695 -7%
GIM
4
Greenwich Investment Management
Connecticut
$3.61M +$750K +35,011 +26%
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.88M +$150K +7,013 +6%
Stifel Financial
6
Stifel Financial
Missouri
$2.7M -$211K -9,861 -7%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$1.41M – – –
HCM
8
Hilton Capital Management
New York
$1.18M +$1.18M +54,833 New
Man Group
9
Man Group
United Kingdom
$869K -$51.7K -2,400 -6%
VHAM
10
Van Hulzen Asset Management
California
$503K -$15K -700 -3%
OGC
11
Oak Grove Capital
New Hampshire
$482K +$139K +6,516 +41%
BTS
12
BB&T Securities
Virginia
$474K -$16.3K -764 -3%
BC
13
Brinker Capital
Pennsylvania
$461K +$461K +21,498 New
BA
14
Bard Associates
Illinois
$423K – – –
Creative Planning
15
Creative Planning
Kansas
$347K -$33K -1,542 -9%
OC
16
Oppenheimer & Co
New York
$346K +$37.2K +1,737 +12%
CHAM
17
Clear Harbor Asset Management
Connecticut
$321K -$2.36K -110 -0.7%
Northern Trust
18
Northern Trust
Illinois
$307K +$5.17K +241 +2%
Acadian Asset Management
19
Acadian Asset Management
Massachusetts
$277K -$29.7K -1,388 -10%
Royal Bank of Canada
20
Royal Bank of Canada
Ontario, Canada
$248K +$75.8K +3,543 +44%
Morgan Stanley
21
Morgan Stanley
New York
$222K -$231K -10,750 -51%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$209K +$209K +9,744 New
Wells Fargo
23
Wells Fargo
California
$189K +$493 +23 +0.3%
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$173K -$221K -10,300 -56%
SEI Investments
25
SEI Investments
Pennsylvania
$115K – – –
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