BANX

ArrowMark Financial
BANX

Overview Fund Activity

34 hedge funds and large institutions have $30.2M invested in ArrowMark Financial in 2020 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.6%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
8
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.8M
2
CCA
2
Cadent Capital Advisors
Oklahoma
$260K
3
Stifel Financial
3
Stifel Financial
Missouri
$2.79M
4
Man Group
4
Man Group
United Kingdom
$202K
5
CAAS
5
Capital Asset Advisory Services
Michigan
$121K

Top Sellers

1
Osaic Holdings
1
Osaic Holdings
Arizona
$3.1M
2
OA
2
Oxbow Advisors
Texas
$0
3
UCFA
3
United Capital Financial Advisors
Texas
$1.8M
4
CRC
4
Curi RMB Capital
Illinois
$0
5
HCM
5
Hilton Capital Management
New York
$4.2M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.8M 562,198 +26,177 +5%
HCM
2
Hilton Capital Management
New York
$4.2M 218,177 -14,449 -6%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.1M 160,756 -44,297 -22%
Stifel Financial
4
Stifel Financial
Missouri
$2.79M 145,031 +12,230 +9%
UCFA
5
United Capital Financial Advisors
Texas
$1.8M 93,250 -16,000 -15%
PNC Financial Services Group
6
PNC Financial Services Group
Pennsylvania
$1.27M 66,000 – –
Truist Financial
7
Truist Financial
North Carolina
$1.06M 55,070 -2,763 -5%
BCI
8
Brinker Capital Investments
Pennsylvania
$734K 37,506 -1,251 -3%
Acadian Asset Management
9
Acadian Asset Management
Massachusetts
$670K 34,787 -1,399 -4%
OGC
10
Oak Grove Capital
New Hampshire
$410K 21,285 – –
BA
11
Bard Associates
Illinois
$357K 18,560 -75 -0.4%
VHAM
12
Van Hulzen Asset Management
California
$318K 16,500 – –
CHAM
13
Clear Harbor Asset Management
Connecticut
$273K 14,164 – –
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$270K 14,022 +14 +0.1%
CCA
15
Cadent Capital Advisors
Oklahoma
$260K 13,484 +13,484 New
Northern Trust
16
Northern Trust
Illinois
$234K 12,169 -2,135 -15%
LP
17
LMR Partners
United Kingdom
$219K 11,376 -1,625 -12%
ACH
18
ArrowMark Colorado Holdings
Colorado
$212K 11,027 +900 +9%
IC
19
IEQ Capital
California
$208K 10,800 – –
Man Group
20
Man Group
United Kingdom
$202K 10,519 +10,519 New
Morgan Stanley
21
Morgan Stanley
New York
$174K 9,030 -550 -6%
BEI
22
Benjamin Edwards Inc
Missouri
$149K 7,744 -895 -10%
CAAS
23
Capital Asset Advisory Services
Michigan
$121K 6,135 +6,135 New
Bank of America
24
Bank of America
North Carolina
$104K 5,430 +2,580 +91%
Wells Fargo
25
Wells Fargo
California
$54K 2,788 -3,560 -56%
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