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BANX

ArrowMark Financial
BANX

15 hedge funds and large institutions have $20.4M invested in ArrowMark Financial in 2014 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 2 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

42% more capital invested

Capital invested by funds: $14.4M → $20.4M (+$6.06M)

15% more funds holding

Funds holding: 13 → 15 (+2)

50% less repeat investments, than reductions

Existing positions increased: 2 | Existing positions reduced: 4

Holders
15
Holders Change
+2
Holders Change %
+15.38%
% of All Funds
0.43%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
2
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
DRZID
DePrince Race & Zollo Inc (DRZ)
Florida
+$6.04M
2
FAM
Fenimore Asset Management
New York
+$1.25M
3
AllianceBernstein
AllianceBernstein
Tennessee
+$49.7K
4
TMC
Trellus Management Company
Florida
+$2.48K
5
Wells Fargo
Wells Fargo
California
+$25

Top Sellers

Rank Fund Capital Flow
1
DD
Dominick & Dominick
New York
-$1.29M
2
Morgan Stanley
Morgan Stanley
New York
-$79K
3
CIM
Confluence Investment Management
Missouri
-$77.4K
4
UCFA
United Capital Financial Advisors
Texas
-$49.7K
5
U
UBS
Switzerland
-$23.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
DRZID
1
DePrince Race & Zollo Inc (DRZ)
Florida
$6.39M +$6.04M +243,182 +1,435%
UCFA
2
United Capital Financial Advisors
Texas
$5.1M -$49.7K -2,000 -1%
CIM
3
Confluence Investment Management
Missouri
$4.39M -$77.4K -3,117 -2%
FAM
4
Fenimore Asset Management
New York
$1.24M +$1.25M +50,426 New
PNC Financial Services Group
5
PNC Financial Services Group
Pennsylvania
$984K – – –
TMC
6
Trellus Management Company
Florida
$740K +$2.48K +100 +0.3%
MVP
7
Miller Value Partners
Florida
$590K – – –
ICAS
8
Investors Capital Advisory Services
Massachusetts
$383K – – –
Stifel Financial
9
Stifel Financial
Missouri
$264K +$266K +10,730 New
Goldman Sachs
10
Goldman Sachs
New York
$219K – – –
AllianceBernstein
11
AllianceBernstein
Tennessee
$49K +$49.7K +2,000 New
BRWM
12
B. Riley Wealth Management
Tennessee
$35K +$34.9K +1,405 New
TRCT
13
Tower Research Capital (TRC)
New York
$33K -$1.64K -66 -5%
U
14
UBS
Switzerland
$9K -$23.5K -945 -71%
DD
15
Dominick & Dominick
New York
– -$1.29M -52,500 Closed
Morgan Stanley
16
Morgan Stanley
New York
– -$79K -3,200 Closed
Wells Fargo
17
Wells Fargo
California
– +$25 +1 New

BANX Hedge Fund Activity: Q1 2014 in Review

15 of the 3,463 institutional investors tracked by Wall St. Rank reported a position in ArrowMark Financial (BANX) for Q1 2014, worth a combined $20.4M — up 42% from $14.4M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new BANX positions and 3 closed out — a net gain of 2 holders — while 2 added to existing stakes and 4 trimmed.

The largest buyer was DePrince Race & Zollo Inc (DRZ), adding an estimated $6.04M. The largest seller was Dominick & Dominick, exiting entirely with an estimated $1.29M sold.

  • 15 institutional investors held ArrowMark Financial (BANX) as of Q1 2014, up from 13 in Q4 2013.
  • Funds reported $20.4M of ArrowMark Financial stock for Q1 2014, up 42% quarter-over-quarter.
  • 5 funds opened new ArrowMark Financial positions in Q1 2014 and 3 closed out, a net change of +2 holders.
  • The largest ArrowMark Financial buyer in Q1 2014 was DePrince Race & Zollo Inc (DRZ), an estimated $6.04M added.
  • The largest ArrowMark Financial seller in Q1 2014 was Dominick & Dominick, an estimated $1.29M sold.

Based on aggregated 13F filings for Q1 2014.