BANX

ArrowMark Financial
BANX

Overview Fund Activity

36 hedge funds and large institutions have $35.6M invested in ArrowMark Financial in 2020 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 6 increasing their positions, 11 reducing their positions, and 5 closing their positions.

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.73%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
5
Increased
6
Reduced
11
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.4M
2
BCI
2
Brinker Capital Investments
Pennsylvania
$752K
3
Osaic Holdings
3
Osaic Holdings
Arizona
$3.98M
4
CRC
4
Curi RMB Capital
Illinois
$301K
5
ACH
5
ArrowMark Colorado Holdings
Colorado
$197K

Top Sellers

1
Stifel Financial
1
Stifel Financial
Missouri
$2.58M
2
UCFA
2
United Capital Financial Advisors
Texas
$2.12M
3
Acadian Asset Management
3
Acadian Asset Management
Massachusetts
$703K
4
HCM
4
Hilton Capital Management
New York
$4.52M
5
GIM
5
Greenwich Investment Management
Connecticut
$3.52M
Name Market Value Shares Shares
Change 		Shares
Change %
PAIM
1
Punch & Associates Investment Management
Minnesota
$10.4M 536,021 +78,818 +17%
HCM
2
Hilton Capital Management
New York
$4.52M 232,626 -6,087 -3%
Osaic Holdings
3
Osaic Holdings
Arizona
$3.98M 205,053 +32,895 +19%
GIM
4
Greenwich Investment Management
Connecticut
$3.52M 181,414 -4,551 -2%
Stifel Financial
5
Stifel Financial
Missouri
$2.58M 132,801 -27,945 -17%
UCFA
6
United Capital Financial Advisors
Texas
$2.12M 109,250 -12,500 -10%
PNC Financial Services Group
7
PNC Financial Services Group
Pennsylvania
$1.28M 66,000 – –
Truist Financial
8
Truist Financial
North Carolina
$1.12M 57,833 -1,797 -3%
OA
9
Oxbow Advisors
Texas
$804K 41,400 – –
BCI
10
Brinker Capital Investments
Pennsylvania
$752K 38,757 +38,757 New
Acadian Asset Management
11
Acadian Asset Management
Massachusetts
$703K 36,186 -8,207 -18%
OGC
12
Oak Grove Capital
New Hampshire
$413K 21,285 – –
BA
13
Bard Associates
Illinois
$362K 18,635 -250 -1%
VHAM
14
Van Hulzen Asset Management
California
$320K 16,500 – –
CRC
15
Curi RMB Capital
Illinois
$301K 15,488 +15,488 New
Northern Trust
16
Northern Trust
Illinois
$278K 14,304 +308 +2%
CHAM
17
Clear Harbor Asset Management
Connecticut
$275K 14,164 – –
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$272K 14,008 -1,973 -12%
OC
19
Oppenheimer & Co
New York
$262K 13,520 – –
LP
20
LMR Partners
United Kingdom
$252K 13,001 – –
IC
21
IEQ Capital
California
$210K 10,800 – –
ACH
22
ArrowMark Colorado Holdings
Colorado
$197K 10,127 +10,127 New
Morgan Stanley
23
Morgan Stanley
New York
$186K 9,580 +1,105 +13%
BEI
24
Benjamin Edwards Inc
Missouri
$168K 8,639 -357 -4%
Wells Fargo
25
Wells Fargo
California
$123K 6,348 +1 +0%
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