Confluence Investment Management’s ArrowMark Financial BANX Stock Holding History

Confluence Investment Management’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-70,000	Closed	-$1.2M	–	240
2015 Q2	$1.2M	Sell	70,000 -97,464	-58%	-$1.7M	0.04%	194
2015 Q1	$3.01M	Buy	167,464 +83	+0%	+$1.69K	0.11%	144
2014 Q4	$3.26M	Buy	167,381 +433	+0.3%	+$9.68K	0.13%	131
2014 Q3	$4.2M	Sell	166,948 -10,077	-6%	-$255K	0.19%	118
2014 Q2	$4.49M	Sell	177,025 -1,737	-1%	-$43.9K	0.21%	112
2014 Q1	$4.39M	Sell	178,762 -3,117	-2%	-$77.4K	0.22%	116
2013 Q4	$4.47M	Buy	+181,879	New	+$4.57M	0.25%	88

Other funds holding BANX

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

DRZID

DePrince Race & Zollo Inc (DRZ) Winter Park, Florida $5.29B AUM 20.14% 1-Year Est. Return

FAM

Fenimore Asset Management Cobleskill, New York $4.83B AUM 9.09% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

TMC

Trellus Management Company Delray Beach, Florida $72.8M AUM 4.5% 1-Year Est. Return

Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return

Confluence Investment Management's BANX Position: Q3 2015 in Review

Confluence Investment Management sold out of ArrowMark Financial (BANX) in Q3 2015, closing a stake of 70,000 shares — an estimated $1.2M sold.

Confluence Investment Management first reported a position in BANX in Q4 2013 and held it in 7 quarters. The position peaked at $4.49M in Q2 2014. 16 funds tracked by Wall St. Rank hold BANX as of Q3 2015.

Confluence Investment Management reported no remaining ArrowMark Financial position as of Q3 2015 after selling out during the quarter.
Confluence Investment Management sold 70,000 ArrowMark Financial shares in Q3 2015, an estimated $1.2M.
Confluence Investment Management first reported a position in ArrowMark Financial in Q4 2013 and held it in 7 quarters.
Confluence Investment Management's ArrowMark Financial position peaked at $4.49M in Q2 2014.
16 funds tracked by Wall St. Rank held ArrowMark Financial as of Q3 2015.

Based on Confluence Investment Management's 13F filing for Q3 2015, filed 4 Nov 2015.