B. Riley Wealth Advisors’s ArrowMark Financial BANX Stock Holding History

B. Riley Wealth Advisors’s Portfolio BANX Stock Details BANX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q2	–	Sell	-10,340	Closed	-$205K	–	1380
2021 Q1	$205K	Buy	+10,340	New	+$207K	0.01%	1184
2019 Q1	–	Sell	-16,661	Closed	-$322K	–	744
2018 Q4	$322K	Sell	16,661 -563	-3%	-$11.6K	0.05%	414
2018 Q3	$387K	Buy	17,224 +1,024	+6%	+$23K	0.05%	412
2018 Q2	$371K	Buy	16,200 +500	+3%	+$11K	0.05%	402
2018 Q1	$342K	Buy	15,700 +1,741	+12%	+$37.5K	0.05%	413
2017 Q4	$281K	Buy	13,959 +2,659	+24%	+$54.4K	0.04%	471
2017 Q3	$234K	Buy	+11,300	New	+$230K	0.04%	452

Other funds holding BANX

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

UCFA

United Capital Financial Advisors Irving, Texas $16.3B AUM 16.34% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bard Associates Chicago, Illinois $398M AUM 54.32% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

CCA

Cadent Capital Advisors Tulsa, Oklahoma $485M AUM 45.96% 1-Year Est. Return

OGC

Oak Grove Capital North Hampton, New Hampshire $1.18B AUM 84.79% 1-Year Est. Return

B. Riley Wealth Advisors's BANX Position: Q2 2021 in Review

B. Riley Wealth Advisors sold out of ArrowMark Financial (BANX) in Q2 2021, closing a stake of 10,340 shares — an estimated $205K sold.

B. Riley Wealth Advisors first reported a position in BANX in Q3 2017 and held it in 7 quarters. The position peaked at $387K in Q3 2018. 32 funds tracked by Wall St. Rank hold BANX as of Q2 2021.

B. Riley Wealth Advisors reported no remaining ArrowMark Financial position as of Q2 2021 after selling out during the quarter.
B. Riley Wealth Advisors sold 10,340 ArrowMark Financial shares in Q2 2021, an estimated $205K.
B. Riley Wealth Advisors first reported a position in ArrowMark Financial in Q3 2017 and held it in 7 quarters.
B. Riley Wealth Advisors's ArrowMark Financial position peaked at $387K in Q3 2018.
32 funds tracked by Wall St. Rank held ArrowMark Financial as of Q2 2021.

Based on B. Riley Wealth Advisors's 13F filing for Q2 2021, filed 10 Aug 2021.